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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
101 COCA COLA CO 458,854 19,419 0.20%
102 CEMEX SAB DE CV 2,403,999 19,088 0.20%
103 SOUTHERN CO 369,799 18,971 0.20%
104 ISHARES TRUST S&P 100 ETF 195,933 18,796 0.20%
105 SELECT SECTOR SPDR TR 566,533 18,565 0.19%
106 UNITED TECHNOLOGIES CORP 180,699 18,359 0.19%
107 HEWLETT PACKARD ENTERPRISE C 803,666 18,283 0.19%
108 UNITEDHEALTH GROUP INC 126,821 17,755 0.19%
109 ISHARES TR 363,386 17,624 0.18%
110 KIMBERLY CLARK CORP 139,530 17,600 0.18%
111 Ruby Tuesday Inc 538,229 17,320 0.18%
112 SPDR GOLD TRUST 8,428,000 17,269 0.18% Call
113 EVERBANK FINL CORP COM 868,970 16,823 0.18%
114 VANGUARD BD INDEX FDS 203,047 16,412 0.17%
115 G AND K SERVICES 170,503 16,281 0.17%
116 ISHARES INC 383,485 16,214 0.17%
117 ISHARES TR 200,108 16,137 0.17%
118 SPDR INDEX SHS FDS 491,450 16,100 0.17%
119 CATERPILLAR INC 180,898 16,058 0.17%
120 ISHARES MSCI SPAN CP ETF 593,711 15,923 0.17%
121 AUTODESK INC 218,891 15,832 0.17%
122 PHILIP MORRIS INTL INC 162,407 15,789 0.17%
123 ISHARES TR 8,207,000 15,336 0.16% Put
124 ALLSTATE CORP 221,134 15,298 0.16%
125 ISHARES TR 120,485 15,246 0.16%
126 VANGUARD INDEX FDS 75,932 15,087 0.16%
127 CONOCOPHILLIPS 344,908 14,993 0.16%
128 HCP INC 388,625 14,748 0.15%
129 SPDR SERIES TRUST 549,289 14,567 0.15%
130 ICICI BANK LIMITED 1,923,396 14,368 0.15%
131 SUNOCO LOGISTICS PRTNRS L P 503,844 14,314 0.15%
132 ALTRIA GROUP INC 223,866 14,155 0.15%
133 WALGREENS BOOTS ALLIANCE INC 173,933 14,022 0.15%
134 JOHNSON & JOHNSON 117,647 13,898 0.15%
135 ROYAL DUTCH SHELL PLC 277,149 13,877 0.15%
136 NIKE INC 263,450 13,871 0.15%
137 UNDER ARMOUR INC 408,031 13,816 0.14%
138 BLACK HILLS CORP 200,000 13,792 0.14%
139 WHIRLPOOL CORP 84,864 13,762 0.14%
140 CRANE CO 217,705 13,718 0.14%
141 HOME DEPOT INC 106,337 13,683 0.14%
142 ISHARES TR 330,367 13,535 0.14%
143 BANK AMER CORP 864,633 13,532 0.14%
144 ISHARES TR 10,427,500 13,320 0.14% Call
145 ALPHABET INC 17,045 13,249 0.14%
146 NETEASE INC 54,344 13,085 0.14%
147 INTERSIL CORP 591,893 12,980 0.14%
148 PPL CORP 371,589 12,846 0.13%
149 VALERO ENERGY CORP NEW 239,342 12,685 0.13%
150 ISHARES TR 449,991 12,397 0.13%
Page 3 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI MALAYSI ETF 325,472 2,640 0.03%
2 ISHARES MSCI SINGAP ETF 1,060,545 11,518 0.12%
3 ISHARES TR MSCI UTD KNGDM 182,078 2,884 0.03%
4 MTGE INVT CORP 7,618 131 0.00%
5 2U, Inc. 5,952 228 0.00%
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 3-D SYS CORP DEL 130,094 2,335 0.02%
8 3M CO 403,300 667 0.01% Put
9 3M CO 192,732 33,965 0.36%
10 3M CO 194,800 4,662 0.05% Call
11 58 COM INC 31,570 1,505 0.02%
12 8X8 INC NEW COM 13,810 213 0.00%
13 A O SMITH 298,486 29,487 0.31%
14 A10 NETWORKS INC 11,726 125 0.00%
15 AAON INC 6,708 193 0.00%
16 AAR CORP COM 5,692 178 0.00%
17 ABB LTD 45,651 1,028 0.01%
18 ABBOTT LABS 538,600 2,605 0.03% Call
19 ABBOTT LABS 2,834,850 119,886 1.26%
20 ABBOTT LABS 170,000 103 0.00% Put
21 ABBVIE INC 225,900 377 0.00% Put
22 ABBVIE INC 102,600 93 0.00% Call
23 ABBVIE INC 70,689 4,458 0.05%
24 ABERCROMBIE 153,100 686 0.01% Put
25 ABERCROMBIE & FITCH CO 50,700 23 0.00% Call
26 ABERCROMBIE & FITCH CO 547,980 8,707 0.09%
27 ABIOMED INC 2,458 316 0.00%
28 ABM INDS INC 26,267 1,043 0.01%
29 ACACIA COMMUNICATIONS INC 1,853 191 0.00%
30 ACADEMY FDS TR 6,100 144 0.00%
31 ACADIA PHARMACEUTICALS INC COM 13,077 416 0.00%
32 ACADIA RLTY TR COM SH BEN INT 18,785 681 0.01%
33 ACCELERATE DIAGNOSTICS INC 4,452 121 0.00%
34 ACCELERON PHARMA INC 8,849 320 0.00%
35 ACCENTURE PLC IRELAND 25,366 3,099 0.03%
36 ACCO BRANDS CORPORATION COM 14,742 142 0.00%
37 ACCURAY INCORPORATED COM 89,245 568 0.01%
38 ACI WORLDWIDE INC 19,613 380 0.00%
39 ACORDA THERAPEUTICS INC 9,381 196 0.00%
40 ACTIVISION BLIZZARD INC 11,425 506 0.01%
41 ACTIVISION BLIZZARD INC 85,000 153 0.00% Put
42 ACTIVISION BLIZZARD INC 85,000 1,006 0.01% Call
43 ACTUA CORP 8,096 105 0.00%
44 ACTUANT CORP 14,702 342 0.00%
45 ACUITY BRANDS INC 32,361 8,563 0.09%
46 ADAMS RES & ENERGY INC 3,287 129 0.00%
47 ADOBE INC 13,054 1,417 0.01%
48 ADOBE SYS INC 100,700 515 0.01% Call
49 ADOBE SYS INC 194,100 103 0.00% Put
50 ADTRAN INC COM 7,636 146 0.00%
Page 1 of 67