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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
151 DBX ETF TR 501,039 12,185 0.13%
152 Hi Crush Partners LP 794,120 12,182 0.13%
153 NEWMONT CORP 309,052 12,143 0.13%
154 WISDOMTREE TR 552,170 11,938 0.13%
155 BLACKSTONE GROUP L P 466,118 11,900 0.12%
156 CAMPBELL SOUP CO 217,154 11,878 0.12%
157 ISHARES TR 100,846 11,820 0.12%
158 VANGUARD INDEX FDS 136,104 11,806 0.12%
159 ISHARES INC MSCI SINGPOR ETF 1,060,545 11,518 0.12%
160 ANTHEM INC 91,216 11,430 0.12%
161 ALIBABA GROUP HLDG LTD 106,303 11,246 0.12%
162 TYSON FOODS INC 147,850 11,040 0.12%
163 BANCO SANTANDER SA 2,501,017 11,029 0.12%
164 ENERGY TRANSFER L P 655,033 10,998 0.12%
165 WAL-MART STORES INC 151,221 10,906 0.11%
166 REYNOLDS AMERICAN INC 230,514 10,869 0.11%
167 SPDR SERIES TRUST 320,058 10,684 0.11%
168 NETFLIX INC 106,726 10,518 0.11%
169 AMERICAN EXPRESS CO 163,987 10,502 0.11%
170 BARCLAYS BK PLC 306,658 10,448 0.11%
171 Lifepoint Hospitals Inc 259,496 10,369 0.11%
172 WISDOMTREE TRUST EUROPE SMCP DV ETF 186,901 10,339 0.11%
173 WASTE MGMT INC DEL 159,480 10,168 0.11%
174 STARBUCKS CORP 187,674 10,161 0.11%
175 US BANCORP DEL 235,613 10,105 0.11%
176 QUALCOM INC 609,400 10,039 0.11% Call
177 DUKE ENERGY CORP NEW 125,035 10,008 0.10%
178 iShares Barclays 20 Yr Treasury Bond 6,387,700 10,005 0.10% Call
179 SELECT SECTOR SPDR TR 139,941 9,881 0.10%
180 ISHARES TR 4,646,800 9,820 0.10% Put
181 SELECT SECTOR SPDR TR 122,586 9,812 0.10%
182 BAIDU INC 53,409 9,724 0.10%
183 JD COM INC 369,289 9,635 0.10%
184 CINTAS CORP 85,464 9,623 0.10%
185 CELGENE CORP 91,485 9,563 0.10%
186 JETBLUE AIRWAYS CORP 550,043 9,483 0.10%
187 MARSH & MCLENNAN COS INC 140,878 9,474 0.10%
188 SPDR SERIES TRUST 256,516 9,419 0.10%
189 CANADIAN PAC RY LTD 61,646 9,413 0.10%
190 XILINX INC 172,460 9,371 0.10%
191 FLEETMATICS GROUP PLC 155,957 9,354 0.10%
192 LAUDER ESTEE COS INC 105,587 9,351 0.10%
193 DOW CHEM CO 178,408 9,247 0.10%
194 KELLOGG CO 119,178 9,233 0.10%
195 GENERAL MLS INC 144,368 9,222 0.10%
196 NOVARTIS A G 116,340 9,186 0.10%
197 TWENTY FIRST CENTY FOX INC 378,856 9,176 0.10%
198 DISNEY WALT CO 98,744 9,169 0.10%
199 POWERSHARES ETF TRUST 103,552 9,064 0.10%
200 CLAYMORE EXCHANGE TRD FD TR 345,826 8,926 0.09%
Page 4 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
2 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
3 PROOFPOINT INC SR CV BD 0.75 20 77,080 8,912 0.09% PRN
4 IMPAX LABORATORIES INC 80,000 8,000 0.08% PRN
5 INTEL CORP JR SB CONV DB 35 50,650 7,006 0.07% PRN
6 MICRON TECHNOLOGY INC 34,920 6,179 0.06% PRN
7 TWITTER INC 61,500 5,935 0.06% PRN
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 43,910 5,620 0.06% PRN
9 Nvidia Corp 15,570 5,305 0.06% PRN
10 Priceline Group Inc/The 40,670 5,226 0.05% PRN
11 PALO ALTO NETWORKS INC 34,000 5,200 0.05% PRN
12 YAHOO INC SR CV ZERO NT 18 50,000 5,144 0.05% PRN
13 FINISAR CORP 40,000 4,732 0.05% PRN
14 FireEye, Inc. 43,000 3,980 0.04% PRN
15 SYNCHRONOSS TECHNOLOGIES INC 33,470 3,550 0.04% PRN
16 HORIZON PHARMA INV LTD 2.500000 03/15/20 33,720 3,277 0.03% PRN
17 SERVICENOW INC 26,070 3,187 0.03% PRN
18 MOLINA HEALTHCARE INC 26,680 3,172 0.03% PRN
19 YY Inc. 30,000 2,972 0.03% PRN
20 AIR LEASE CORP SR CV NT3.875 18 22,500 2,793 0.03% PRN
21 COLONY CAP INC 25,230 2,479 0.03% PRN
22 LAM RESEARCH CORP SR NT CV 1.25 18 14,140 2,258 0.02% PRN
23 LINKEDIN CORP 22,500 2,240 0.02% PRN
24 ILLUMINA INC SR CONV NT0.5 21 20,000 2,192 0.02% PRN
25 AKAMAI TECHNOLOGIES INC 22,000 2,153 0.02% PRN
26 STANDARD PAC CORP NEW 19,630 2,055 0.02% PRN
27 Citrix Systems Inc 17,780 1,778 0.02% PRN
28 NEWMONT MINING CORP SR NT CV1.625 17 16,000 1,748 0.02% PRN
29 CORNERSTONE ONDEMAND INC 15,660 1,713 0.02% PRN
30 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000 1,699 0.02% PRN
31 WEATERFORD BERMUDA 15,000 1,687 0.02% PRN
32 CIENA CORP 11,680 1,567 0.02% PRN
33 GENERAL CABLE CORP DEL NEW 23,000 1,548 0.02% PRN
34 ALLSCRIPTS HEALTHCARE SOLUTN 15,000 1,543 0.02% PRN
35 MOLINA HEALTHCARE INC 9,000 1,370 0.01% PRN
36 EURONET WORLDWIDE INC 10,490 1,326 0.01% PRN
37 BROCADE COMMUNICATIONS SYS I 13,000 1,289 0.01% PRN
38 STARWOOD PPTY TR INC 11,500 1,266 0.01% PRN
39 ON SEMICONDUCTOR CORP 10,310 1,232 0.01% PRN
40 DEPOMED INC 8,100 1,156 0.01% PRN
41 SM ENERGY CO 8,890 1,067 0.01% PRN
42 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000 8/0 11,730 1,061 0.01% PRN
43 STANDARD CHARTERED PLC DEBT 6.50012/3 11,000 1,023 0.01% PRN
44 STARWOOD PPTY TR INC 8,990 1,019 0.01% PRN
45 JAZZ INVESTMENTS I LTD 9,800 998 0.01% PRN
46 INCYTE CORP 4,920 952 0.01% PRN
47 HSBC HOLDINGS PLC 9,470 945 0.01% PRN
48 LIBERTY INTERACTIVE LLC 9,380 938 0.01% PRN
49 DYCOM INDS INC 8,520 929 0.01% PRN
50 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 7,060 884 0.01% PRN
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