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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
2901 WHITING PETROLEUM CORP NEW 290,000 125 0.00% Call
2902 FIDELITY NATIONAL FINANCIAL 3,393 125 0.00%
2903 DYNAVAX TECHNOLOGIES CORP 11,904 125 0.00%
2904 MONMOUTH REAL ESTATE INVT CO 8,786 125 0.00%
2905 POWERSHARES EXCHANGE TRADED 3,700 125 0.00%
2906 TEAM INC COM NEW 3,836 125 0.00%
2907 AXOVANT SCIENCES LTD 8,868 124 0.00%
2908 UNIT CORP COM 6,660 124 0.00%
2909 ISRAMCO INC 1,482 124 0.00%
2910 BELLICUM PHARMACEUTICALS INC 6,253 124 0.00%
2911 KADANT INC 2,376 124 0.00%
2912 INDEPENDENCE RLTY TR INC COM 13,811 124 0.00%
2913 AES CORP 304,600 124 0.00% Call
2914 GETTY RLTY CORP NEW 5,181 124 0.00%
2915 WEIS MKTS INC 2,335 124 0.00%
2916 BLUCORA INC 10,945 123 0.00%
2917 ARENA PHARMACEUTICALS INC 70,221 123 0.00%
2918 WEIGHT WATCHERS INTL INC NEW 11,946 123 0.00%
2919 OCEANEERING INTL INC 4,476 123 0.00%
2920 FARO TECHNOLOGIES INC COM 3,430 123 0.00%
2921 H&E EQUIPMENT SERVICES LLC COM 7,328 123 0.00%
2922 MYERS INDS INC COM 9,370 122 0.00%
2923 CENTRAL PAC FINL CORP COM NEW 4,845 122 0.00%
2924 BioTelemetry Inc 6,584 122 0.00%
2925 KINDER MORGAN INC DEL 89,900 122 0.00% Put
2926 Berkshire Hills Bancorp Inc 4,413 122 0.00%
2927 SUFFOLK BANCORP COM 3,497 122 0.00%
2928 ROWAN COMPANIES PLC SHS CL A 8,024 122 0.00%
2929 RMR GROUP INC 3,226 122 0.00%
2930 La Quinta Holdings, Inc. 10,783 121 0.00%
2931 SERVICESOURCE INTL 24,854 121 0.00%
2932 KERYX BIOPHARMACEUTICALS INC 22,822 121 0.00%
2933 STANDARD MTR PRODS INC COM 2,543 121 0.00%
2934 ALLY FINL INC 6,206 121 0.00%
2935 ACCELERATE DIAGNOSTICS INC 4,452 121 0.00%
2936 GAMESTOP CORP NEW 4,347 120 0.00%
2937 COMMUNITYONE BANCORP COM 8,660 120 0.00%
2938 PEOPLES UNITED FINANCIAL INC 7,582 120 0.00%
2939 SALESFORCE COM INC SR CV NT 0.25 18 1,000 120 0.00% PRN
2940 TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 1,000 120 0.00% PRN
2941 KELLY SVCS INC CL A 6,225 120 0.00%
2942 NAVIGATORS GROUP INC 1,233 120 0.00%
2943 STAPLES INC 100,000 120 0.00% Put
2944 SELECT SECTOR SPDR TR 205,000 119 0.00% Put
2945 INSTALLED BLDG PRODS INC 3,321 119 0.00%
2946 SASOL LTD 4,347 119 0.00%
2947 WESCO AIRCRAFT HLDGS INC COM 8,870 119 0.00%
2948 FARMER BROS CO 3,345 119 0.00%
2949 TA Associates Management LP 7,326 119 0.00%
2950 GENERAL COMMUNICATION INC 8,561 118 0.00%
Page 59 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
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