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DYNAVAX TECHNOLOGIES CORP
DYNAVAX TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 153 Institutional holders with a total value of $377,441,205.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FEDERATED HERMES, INC. 2,959,800 31,048,000 8.23%
2 Point72 Asset Management, L.P. 1,754,000 18,399,000 4.87%
3 BLAIR WILLIAM & CO/IL 1,738,506 18,237,000 4.83%
4 FMR LLC 1,620,235 16,996,000 4.50%
5 VANGUARD GROUP INC 1,556,665 16,328,000 4.33%
6 STATE STREET CORP 1,548,561 16,247,000 4.30%
7 Senvest Management, LLC 1,436,016 15,064,000 3.99%
8 Broadfin Capital, LLC 1,347,810 14,139,000 3.75%
9 KINGDON CAPITAL MANAGEMENT, L.L.C. 1,205,300 12,644,000 3.35% Call
10 BlackRock Fund Advisors 1,075,267 11,280,000 2.99%
11 FRANKLIN RESOURCES INC 978,730 10,267,000 2.72%
12 BlackRock Institutional Trust Company, N.A. 955,946 10,028,000 2.66%
13 GLENHILL ADVISORS LLC 911,326 9,561,000 2.53%
14 GOLDMAN SACHS GROUP INC 883,756 9,271,000 2.46%
15 AMERIPRISE FINANCIAL INC 837,048 8,778,000 2.33%
16 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 808,703 8,483,000 2.25%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 763,800 8,012,000 2.12% Call
18 PERCEPTIVE ADVISORS LLC 16,000 7,180,000 1.90% Put
19 PICTET ASSET MANAGEMENT LTD 633,376 6,644,000 1.76%
20 MORGAN STANLEY 604,358 6,340,000 1.68%
21 KINGDON CAPITAL MANAGEMENT, L.L.C. 571,555 5,996,000 1.59%
22 Amici Capital, LLC 545,202 5,719,000 1.52%
23 SABBY MANAGEMENT, LLC 521,875 5,474,000 1.45%
24 NORTHERN TRUST CORP 469,186 4,922,000 1.30%
25 New Leaf Venture Partners, L.L.C. 400,381 4,200,000 1.11%
26 MILLENNIUM MANAGEMENT LLC 374,488 3,928,000 1.04%
27 VIVO CAPITAL, LLC 359,828 3,775,000 1.00%
28 Tekla Capital Management LLC 345,050 3,620,000 0.96%
29 DEUTSCHE BANK AG\ 319,627 3,352,000 0.89%
30 CQS Cayman LP 316,582 3,321,000 0.88%
31 PANAGORA ASSET MANAGEMENT INC 301,033 3,158,000 0.84%
32 Rhenman & Partners Asset Management AB 300,000 3,147,000 0.83%
33 C WorldWide Group Holding A/S 297,462 3,120,000 0.83%
34 AXA S.A. 276,212 2,897,000 0.77%
35 GEODE CAPITAL MANAGEMENT, LLC 263,527 2,764,000 0.73%
36 CITADEL ADVISORS LLC 253,339 2,657,000 0.70%
37 Amici Capital, LLC 2,501 2,624,000 0.70% Put
38 EVENTIDE ASSET MANAGEMENT, LLC 250,000 2,623,000 0.69%
39 Ghost Tree Capital, LLC 200,000 2,098,000 0.56% Call
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 199,000 2,088,000 0.55% Put
41 PAULSON & CO. INC. 174,000 1,825,000 0.48%
42 CLOVIS CAPITAL MANAGEMENT LP 167,907 1,761,000 0.47%
43 Bank of New York Mellon Corp 167,307 1,755,000 0.46%
44 Rock Springs Capital Management LP 165,000 1,731,000 0.46%
45 DSC Advisors, L.P. 155,000 1,626,000 0.43%
46 BlackRock Investment Management, LLC 152,732 1,602,000 0.42%
47 UBS Group AG 152,531 1,601,000 0.42%
48 Jefferies Group LLC 150,900 1,583,000 0.42% Call
49 JPMORGAN CHASE & CO 135,400 1,420,000 0.38%
50 EverPoint Asset Management, LLC 130,000 1,364,000 0.36%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.