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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
3001 PETROLEO BRASILEIRO SA PETRO 800,000 112 0.00% Call
3002 NOVOCURE LTD 13,123 112 0.00%
3003 STONERIDGE INC 6,087 112 0.00%
3004 SPECTRANETICS CORP 4,453 112 0.00%
3005 ANWORTH MORTGAGE ASSET CP 22,672 112 0.00%
3006 SOUTHSIDE BANCSHARES INC 3,488 112 0.00%
3007 BRIDGE BANCORP INC COM STK USD0.01 3,927 112 0.00%
3008 DOLLAR GEN CORP NEW 99,200 112 0.00% Put
3009 FUTUREFUEL CORPORATION 9,888 112 0.00%
3010 PROSHARES TR 3,545 112 0.00%
3011 SPECTRUM BRANDS HLDGS INC 806 111 0.00%
3012 FB FINL CORP COM 5,486 111 0.00%
3013 DELTA APPAREL INC COM 6,734 111 0.00%
3014 EVERTEC INC 6,622 111 0.00%
3015 AEGION CORP 5,811 111 0.00%
3016 ISHARES 128,500 111 0.00% Call
3017 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 1,000 111 0.00% PRN
3018 CLUBCORP HLDGS INC 7,702 111 0.00%
3019 THIRD PT REINS LTD 9,149 110 0.00%
3020 CREE INC 4,289 110 0.00%
3021 PHH CORP COM NEW 7,641 110 0.00%
3022 VIRTU FINL INCORPORATED CLASS A 7,336 110 0.00%
3023 THERMO FISHER SCIENTIFIC INC 89,900 110 0.00% Put
3024 VASCO DATA SEC INTL INC 6,236 110 0.00%
3025 SIGMA DESIGNS INC COM 14,101 110 0.00%
3026 PATTERN ENERGY GROUP INC 273,800 110 0.00% Put
3027 MARATHON PETE CORP 20,000 110 0.00% Put
3028 LIFELOCK INC COM 6,456 109 0.00%
3029 AMC ENTMT HLDGS INC 3,517 109 0.00%
3030 CASS INFORMATION SYS INC COM 1,927 109 0.00%
3031 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 3,689 109 0.00%
3032 LIVEPERSON INC 12,976 109 0.00%
3033 ALLSTATE CORP 258,100 109 0.00% Put
3034 ANGIES LIST INC COM 11,038 109 0.00%
3035 DYNEX CAP INC 14,547 108 0.00%
3036 CDK GLOBAL INC 134,400 108 0.00% Call
3037 CELANESE CORP DEL 1,630 108 0.00%
3038 MIMEDX GROUP INC COM 12,573 108 0.00%
3039 LUMBER LIQUIDATORS HLDGS INC 5,512 108 0.00%
3040 TILE SHOP HLDGS INC 6,514 108 0.00%
3041 DEL FRISCOS RESTAURANT GROUP COM 8,004 108 0.00%
3042 ORCHID IS CAP INC 10,384 108 0.00%
3043 RESOURCES CONNECTION INC COM 7,157 107 0.00%
3044 EASTMAN CHEM CO 241,500 107 0.00% Call
3045 FIRST POTOMAC RLTY TR COM 11,745 107 0.00%
3046 ISHARES TR 110,000 107 0.00% Call
3047 ADVANCEPIERRE FOODS HLDGS IN COM 3,882 107 0.00%
3048 FREIGHTCAR AMER INC 7,474 107 0.00%
3049 LATTICE SEMICONDUCTOR CORP 16,504 107 0.00%
3050 ALDER BIOPHARMACEUTICALS INC 3,247 106 0.00%
Page 61 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
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