Dark
Light
System
Security
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 54 Institutional holders with a total value of $89,603,928.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 697,493 20,548,000 22.93%
2 MORGAN STANLEY 393,498 11,592,000 12.94%
3 BANK OF AMERICA CORP /DE/ 255,382 7,524,000 8.40%
4 SignalPoint Asset Management, LLC 247,580 7,294,000 8.14%
5 LPL Financial LLC 186,320 5,455,000 6.09%
6 ROYAL BANK OF CANADA 149,942 4,417,000 4.93%
7 Astor Investment Management LLC 139,828 4,119,000 4.60%
8 ENVESTNET ASSET MANAGEMENT INC 102,786 3,028,000 3.38%
9 Beaumont Financial Partners, LLC 100,297 2,955,000 3.30%
10 UBS Group AG 63,963 1,884,000 2.10%
11 RAYMOND JAMES & ASSOCIATES 55,146 1,625,000 1.81%
12 GOLDMAN SACHS GROUP INC 51,344 1,513,000 1.69%
13 AVIANCE CAPITAL MANAGEMENT, LLC 47,878 1,410,000 1.57%
14 STEPHENS INC /AR/ 43,786 1,290,000 1.44%
15 HL FINANCIAL SERVICES LLC 43,320 1,276,000 1.42%
16 MSI Financial Services Inc 37,375 1,101,000 1.23%
17 CITADEL ADVISORS LLC 36,161 1,065,000 1.19%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 35,409 1,043,000 1.16%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,852 1,026,000 1.15%
20 Main Management LLC 30,000 884,000 0.99%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 24,054 709,000 0.79%
22 Creative Planning 24,000 707,000 0.79%
23 Freedom Investment Management, Inc. 21,959 647,000 0.72%
24 Raymond James Financial Services Advisors, Inc. 20,945 617,000 0.69%
25 RISK PARADIGM GROUP, LLC 19,507 574,676 0.64%
26 BB&T SECURITIES, LLC 18,891 556,000 0.62%
27 JANE STREET GROUP, LLC 17,231 508,000 0.57%
28 Atria Investments, Inc 13,990 412,000 0.46%
29 Janney Montgomery Scott LLC 13,242 390,000 0.44%
30 CEDAR CAPITAL, LLC 12,601 371,000 0.41%
31 WAYNE HUMMER INVESTMENTS L.L.C. 11,726 345,000 0.39%
32 Argentus Capital Management, LLC 10,508 310,000 0.35%
33 Pinnacle Advisory Group, Inc. 9,870 286,000 0.32%
34 STIFEL FINANCIAL CORP 9,559 281,000 0.31%
35 B. Riley Wealth Advisors, Inc. 8,520 252,000 0.28%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,100 239,000 0.27% Call
37 ADVISOR GROUP, INC. 7,260 215,000 0.24%
38 CREDIT SUISSE AG/ 6,891 203,000 0.23%
39 MILLENNIUM MANAGEMENT LLC 6,864 202,000 0.23%
40 PNC FINANCIAL SERVICES GROUP, INC. 4,501 133,000 0.15%
41 IFP ADVISORS, INC 4,140 122,000 0.14%
42 SG Americas Securities, LLC 3,689 109,000 0.12%
43 BANK OF MONTREAL /CAN/ 2,777 82,000 0.09%
44 CITIGROUP INC 2,729 80,000 0.09%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,097 62,000 0.07%
46 D.A. DAVIDSON & CO. 1,210 35,000 0.04%
47 Winslow, Evans & Crocker, Inc. 926 27,252 0.03%
48 WFG Advisors, LP 789 23,000 0.03%
49 Johnson Financial Group, Inc. 545 16,000 0.02%
50 Concert Wealth Management Inc. 480 14,000 0.02%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.