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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
2951 TOMPKINS FINL CORP COM 1,541 118 0.00%
2952 EROS INTL PLC SHS NEW 7,676 118 0.00%
2953 WHITE MOUNTAINS INSURANCE GRP LTD 142 118 0.00%
2954 MERIDIAN BANCORP INC MD COM 7,565 118 0.00%
2955 GENERAL COMMUNICATION INC 8,561 118 0.00%
2956 RESTAURANT BRANDS INTL INC 2,626 117 0.00%
2957 KULICKE & SOFFA INDS INC 9,033 117 0.00%
2958 APPLIED OPTOELECTRONICS INC 5,280 117 0.00%
2959 CYTOMX THERAPEUTICS INC COM 7,478 117 0.00%
2960 IMPERVA INC 2,186 117 0.00%
2961 TRANSUNION 3,384 117 0.00%
2962 DISCOVERY COMMUNICATNS NEW 4,328 117 0.00%
2963 UNITED STATIONERS INC 5,704 117 0.00%
2964 SANCHEZ ENERGY CORP COM 13,095 116 0.00%
2965 FLAGSTAR BANCORP INC 4,179 116 0.00%
2966 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 11,997 116 0.00%
2967 INOGEN INC COM 1,940 116 0.00%
2968 MATERION CORP COM 3,762 116 0.00%
2969 REX AMERICAN RES CORP COM 1,370 116 0.00%
2970 HERITAGE FINL CORP WASH COM 6,479 116 0.00%
2971 CITY HLDG CO COM 2,297 116 0.00%
2972 NEWMONT MINING CORP 200,000 116 0.00% Put
2973 FLOTEK INDS INC DEL COM NEW 7,997 116 0.00%
2974 MOLSON COORS BREWING CO 50,000 115 0.00% Call
2975 EMPIRE ST RLTY TR INC 5,475 115 0.00%
2976 GENPACT LIMITED 4,791 115 0.00%
2977 TUNIU CORP 11,354 115 0.00%
2978 VIACOM INC NEW 2,651 114 0.00%
2979 UBS GROUP AG 8,379 114 0.00%
2980 CHESAPEAKE UTILS CORP 1,870 114 0.00%
2981 NATIONAL PRESTO INDS INC 1,302 114 0.00%
2982 MARINE PRODS CORP 12,744 114 0.00%
2983 PFENEX INC COM 12,792 114 0.00%
2984 GLOBAL NET LEASE INC COM NEW 14,029 114 0.00%
2985 SAUL CENTERS INC COM 1,705 114 0.00%
2986 AZENTA INC COM 8,374 114 0.00%
2987 U S G CORP 4,404 114 0.00%
2988 SOUTHERN CO 86,000 113 0.00% Call
2989 INFINITY PROPERTY & CASUALTY CORP 1,364 113 0.00%
2990 ULTRATECH INC 4,878 113 0.00%
2991 PROSPECT CAPITAL CORPORATION 1,089,000 113 0.00% Put
2992 SEACOR HOLDINGS INC 1,899 113 0.00%
2993 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF 700 113 0.00%
2994 MELCO RESORT ENTERTAINMENT L 300,000 113 0.00% Put
2995 FRP Holdings Inc. 3,633 113 0.00%
2996 July 17 Calls on CHK US 493,200 113 0.00% Call
2997 AMERICAN RAILCAR INDS INC 2,720 113 0.00%
2998 FUTUREFUEL CORPORATION 9,888 112 0.00%
2999 LIFEPOINT HEALTH INC 1,891 112 0.00%
3000 ANWORTH MORTGAGE ASSET CP 22,672 112 0.00%
Page 60 of 67