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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 ISHARES TR 746,568 44,145 0.46%
23 MASCO CORP 1,283,066 44,022 0.46%
24 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
25 T MOBILE US INC 903,914 42,231 0.44%
26 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
27 SPDR SERIES TRUST 1,086,148 41,773 0.44%
28 ISHARES TR 271,853 40,479 0.42%
29 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
30 XYLEM INC 756,058 39,655 0.42%
31 AT&T INC 966,773 39,261 0.41%
32 VANECK ETF TRUST 874,201 38,718 0.41%
33 L BRANDS INC 546,870 38,702 0.41%
34 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
35 PROSHARES TR II 500,000 36,605 0.38%
36 ISHARES TR 324,099 36,435 0.38%
37 LOWES COS INC 501,809 36,236 0.38%
38 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
39 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
40 CTRIP COM INTL LTD 749,510 34,905 0.37%
41 AMAZON COM INC 277,500 34,322 0.36% Call
42 3M CO 192,732 33,965 0.36%
43 GENERAL MTRS CO 1,049,120 33,331 0.35%
44 CST BRANDS INC 653,779 31,440 0.33%
45 A O SMITH 298,486 29,487 0.31%
46 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
47 EXXON MOBIL CORP 327,737 28,605 0.30%
48 ISHARES 835,730 28,189 0.30%
49 APPLE INC 8,921,900 28,160 0.30% Call
50 ISHARES INC 779,308 27,977 0.29%
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
3101 CAREER EDUCATION CRP 14,595 99 0.00%
3102 PDL BIOPHARMA INC 29,483 99 0.00%
3103 PATTERSON UTI ENERGY INC 27,500 96 0.00% Call
3104 FLUIDIGM CORP DEL COM 12,031 96 0.00%
3105 TITAN PHARMACEUTICALS 16,326 96 0.00%
3106 NUVECTRA CORP COM 13,707 95 0.00%
3107 WMI HOLDINGS CORP. 39,996 94 0.00%
3108 PHILLIPS 66 68,200 94 0.00% Call
3109 LAUDER ESTEE COS INC 101,700 93 0.00% Call
3110 ABBVIE INC 102,600 93 0.00% Call
3111 CHINA INFORMATION TECHNOLOGY 113,886 92 0.00%
3112 HELIX ENERGY SOLUTIONS GRP I 152,700 92 0.00% Put
3113 ISHARES 137,000 91 0.00% Put
3114 SUNCOKE ENERGY INC COM 11,304 91 0.00%
3115 MCDONALDS CORP 79,500 91 0.00% Put
3116 WAL-MART STORES INC 312,600 91 0.00% Put
3117 BIOMARIN PHARMACEUTICAL INC 14,000 90 0.00% Put
3118 AMERESCO INC 17,147 90 0.00%
3119 SOTHEBYS 75,000 90 0.00% Put
3120 IMMUNOGEN INC 33,370 89 0.00%
3121 VIVUS INC 78,484 89 0.00%
3122 SIMON PPTY GROUP INC NEW 43,100 89 0.00% Put
3123 PARKER DRILLING COMPANY 40,999 89 0.00%
3124 SPDR SERIES TRUST 80,000 89 0.00% Put
3125 CALAMOS ASSET MANAGEMENT CL A ORD 13,038 89 0.00%
3126 EP Energy Corp 20,198 88 0.00%
3127 APACHE CORP 306,600 88 0.00% Put
3128 DICE HOLDINGS INC 11,032 87 0.00%
3129 FRONTLINE LTD 12,089 87 0.00%
3130 COWEN GROUP INC NEW 23,818 86 0.00%
3131 SANGAMO THERAPEUTICS INCORPORATED 18,583 86 0.00%
3132 JABIL INC 187,700 86 0.00% Call
3133 ECLIPSE RES CORP COM 25,753 85 0.00%
3134 CHROMADEX CORP 28,382 85 0.00%
3135 ALAMOS GOLD INC NEW 10,166 83 0.00%
3136 RUBY TUESDAY INC 33,041 83 0.00%
3137 MOBILEYE N V AMSTELVEEN 22,000 81 0.00% Put
3138 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 35,062 81 0.00%
3139 HAIN CELESTIAL GROUP INC 125,000 81 0.00% Call
3140 INDEPENDENCE CONTRACT DRIL I COM 15,283 80 0.00%
3141 TEEKAY CORPORATION 10,332 80 0.00%
3142 CHEGG INC 11,330 80 0.00%
3143 ASHFORD HOSPITALITY TR INC 13,491 79 0.00%
3144 ARROWHEAD PHARMACEUTICALS IN 10,605 78 0.00%
3145 EXCO RESOURCES INC 72,557 78 0.00%
3146 TERRAVIA HLDGS INC COM 28,015 77 0.00%
3147 TRUSTCO BK CORP N Y 10,922 77 0.00%
3148 HARMONIC INC 12,989 77 0.00%
3149 EVOLUTION PETE CORP 12,210 77 0.00%
3150 CLEAN ENERGY FUELS CORPORATION COM 17,284 77 0.00%
Page 63 of 67