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COWEN GROUP INC NEW
COWEN GROUP INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 112 Institutional holders with a total value of $368,673,242.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 12,123,459 44,008,000 11.94%
2 Fine Capital Partners, L.P. 10,584,263 38,421,000 10.42%
3 FMR LLC 5,737,429 20,827,000 5.65%
4 DIMENSIONAL FUND ADVISORS LP 5,181,304 18,807,000 5.10%
5 THOMPSON SIEGEL & WALMSLEY LLC 5,087,895 18,469,000 5.01%
6 CHARTWELL INVESTMENT PARTNERS, LLC 4,949,212 17,966,000 4.87%
7 Arbiter Partners Capital Management LLC 4,350,384 15,792,000 4.28%
8 VANGUARD GROUP INC 4,016,655 14,580,000 3.95%
9 MENDON CAPITAL ADVISORS CORP 3,731,849 13,547,000 3.67%
10 BlackRock Institutional Trust Company, N.A. 3,211,135 11,656,000 3.16%
11 BlackRock Fund Advisors 3,200,347 11,617,000 3.15%
12 NOMURA HOLDINGS INC 3,052,538 11,069,000 3.00%
13 NEW YORK STATE COMMON RETIREMENT FUND 2,557,838 9,285,000 2.52%
14 ROYCE & ASSOCIATES LP 2,345,381 8,514,000 2.31%
15 D. E. Shaw & Co., Inc. 2,118,530 7,690,000 2.09%
16 Curi Capital, LLC 2,094,366 7,603,000 2.06%
17 STATE STREET CORP 1,873,989 6,807,000 1.85%
18 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,733,370 6,292,000 1.71%
19 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,731,592 6,286,000 1.71%
20 WELLS FARGO & COMPANY/MN 1,696,683 6,159,000 1.67%
21 CREDIT SUISSE AG/ 1,690,956 6,138,000 1.66%
22 JPMORGAN CHASE & CO 1,315,200 4,774,000 1.29%
23 Cumberland Partners Ltd 1,129,400 4,099,000 1.11%
24 Bank of New York Mellon Corp 1,107,488 4,021,000 1.09%
25 NORTHERN TRUST CORP 1,082,961 3,931,000 1.07%
26 GARNET EQUITY CAPITAL HOLDINGS, INC. 1,000,000 3,630,000 0.98%
27 DEUTSCHE BANK AG\ 922,919 3,349,000 0.91%
28 SPRINGHOUSE CAPITAL MANAGEMENT, LP 773,698 2,809,000 0.76%
29 SALZHAUER MICHAEL 772,004 2,802,000 0.76%
30 GEODE CAPITAL MANAGEMENT, LLC 747,762 2,714,000 0.74%
31 PERRITT CAPITAL MANAGEMENT INC 734,510 2,666,000 0.72%
32 Fisher Asset Management, LLC 679,227 2,466,000 0.67%
33 Shinko Asset Management Co., Ltd. 679,227 2,466,000 0.67%
34 BRIDGEWAY CAPITAL MANAGEMENT, LLC 631,200 2,291,000 0.62%
35 North Star Investment Management Corp. 524,300 1,903,000 0.52%
36 BlackRock Investment Management, LLC 443,135 1,609,000 0.44%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 369,213 1,341,000 0.36%
38 AMERIPRISE FINANCIAL INC 348,735 1,278,000 0.35%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 295,289 1,072,000 0.29%
40 Invesco Ltd. 273,345 992,000 0.27%
41 MORGAN STANLEY 253,627 921,000 0.25%
42 VICTORY CAPITAL MANAGEMENT INC 237,392 862,000 0.23%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 216,260 785,000 0.21%
44 PRUDENTIAL FINANCIAL INC 203,243 738,000 0.20%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 187,522 681,000 0.18%
46 Ruffer LLP 192,820 668,000 0.18%
47 Geduld E E 180,000 653,000 0.18%
48 Greenwich Wealth Management LLC 179,290 651,000 0.18%
49 TEACHERS ADVISORS, LLC 164,706 598,000 0.16%
50 Swiss National Bank 153,300 556,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.