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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 APPLE INC 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES MSCI ACWI EX US IDX FD 1,873,198 77,700 0.81%
9 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 SPDR S&P 500 ETF Call Opt 09/17 260.0 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
23 ISHARES TR 746,568 44,145 0.46%
24 MASCO CORP 1,283,066 44,022 0.46%
25 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
26 T MOBILE US INC 903,914 42,231 0.44%
27 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
28 SPDR SERIES TRUST 1,086,148 41,773 0.44%
29 ISHARES RUSSELL 2000 GROWTH ETF 271,853 40,479 0.42%
30 VANECK VECTORS ETF T 1,364,479 39,952 0.42%
31 XYLEM INC 756,058 39,655 0.42%
32 AT&T INC 966,773 39,261 0.41%
33 VANECK ETF TRUST 874,201 38,718 0.41%
34 L BRANDS INC 546,870 38,702 0.41%
35 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
36 PROSHARES TR II 500,000 36,605 0.38%
37 ISHARES TR 324,099 36,435 0.38%
38 LOWES COS INC 501,809 36,236 0.38%
39 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
40 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
41 CTRIP COM INTL LTD 749,510 34,905 0.37%
42 AMAZON COM INC 277,500 34,322 0.36% Call
43 3M CO 192,732 33,965 0.36%
44 GENERAL MTRS CO 1,049,120 33,331 0.35%
45 CST BRANDS INC 653,779 31,440 0.33%
46 A O SMITH 298,486 29,487 0.31%
47 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
48 EXXON MOBIL CORP 327,737 28,605 0.30%
49 ISHARES 835,730 28,189 0.30%
50 APPLE INC CALL 8,921,900 28,160 0.30% Call
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI MALAYSI ETF 325,472 2,640 0.03%
2 ISHARES MSCI SINGAP ETF 1,060,545 11,518 0.12%
3 ISHARES TR MSCI UTD KNGDM 182,078 2,884 0.03%
4 MTGE INVT CORP 7,618 131 0.00%
5 2U, Inc. 5,952 228 0.00%
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 3-D SYS CORP DEL 130,094 2,335 0.02%
8 3M CO 403,300 667 0.01% Put
9 3M CO 192,732 33,965 0.36%
10 3M CO 194,800 4,662 0.05% Call
11 58 COM INC 31,570 1,505 0.02%
12 8X8 INC NEW COM 13,810 213 0.00%
13 A O SMITH 298,486 29,487 0.31%
14 A10 NETWORKS INC 11,726 125 0.00%
15 AAON INC 6,708 193 0.00%
16 AAR CORP COM 5,692 178 0.00%
17 ABB LTD 45,651 1,028 0.01%
18 ABBOTT LABS 538,600 2,605 0.03% Call
19 ABBOTT LABS 2,834,850 119,886 1.26%
20 ABBOTT LABS 170,000 103 0.00% Put
21 ABBVIE INC 225,900 377 0.00% Put
22 ABBVIE INC 102,600 93 0.00% Call
23 ABBVIE INC 70,689 4,458 0.05%
24 ABERCROMBIE 153,100 686 0.01% Put
25 ABERCROMBIE & FITCH CO 50,700 23 0.00% Call
26 ABERCROMBIE & FITCH CO 547,980 8,707 0.09%
27 ABIOMED INC 2,458 316 0.00%
28 ABM INDS INC 26,267 1,043 0.01%
29 ACACIA COMMUNICATIONS INC 1,853 191 0.00%
30 ACADEMY FDS TR 6,100 144 0.00%
31 ACADIA PHARMACEUTICALS INC COM 13,077 416 0.00%
32 ACADIA RLTY TR COM SH BEN INT 18,785 681 0.01%
33 ACCELERATE DIAGNOSTICS INC 4,452 121 0.00%
34 ACCELERON PHARMA INC 8,849 320 0.00%
35 ACCENTURE PLC IRELAND 25,366 3,099 0.03%
36 ACCO BRANDS CORPORATION COM 14,742 142 0.00%
37 ACCURAY INCORPORATED COM 89,245 568 0.01%
38 ACI WORLDWIDE INC 19,613 380 0.00%
39 ACORDA THERAPEUTICS INC 9,381 196 0.00%
40 ACTIVISION BLIZZARD INC 11,425 506 0.01%
41 ACTIVISION BLIZZARD INC 85,000 153 0.00% Put
42 ACTIVISION BLIZZARD INC 85,000 1,006 0.01% Call
43 ACTUA CORP 8,096 105 0.00%
44 ACTUANT CORP 14,702 342 0.00%
45 ACUITY BRANDS INC 32,361 8,563 0.09%
46 ADAMS RES & ENERGY INC 3,287 129 0.00%
47 ADOBE INC 13,054 1,417 0.01%
48 ADOBE SYS INC 100,700 515 0.01% Call
49 ADOBE SYS INC 194,100 103 0.00% Put
50 ADTRAN INC COM 7,636 146 0.00%
Page 1 of 67