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Institutional Investment Manager
Allen Investment Management, LLC
Allen Investment Management, LLC (CIK: 0001326234) incorporated in New York, located at 711 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003742) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
151 INTERACTIVE BROKERS GROUP IN 11,330 401 0.03%
152 TEGNA INC 16,988 394 0.03%
153 TWENTY FIRST CENTY FOX INC 14,376 389 0.03%
154 TRIANGLE CAPITAL CORPORATION 20,011 388 0.03%
155 SPIRIT AEROSYSTEMS HLDGS INC 8,963 385 0.03%
156 COMPUTER SCIENCES CORP 7,674 381 0.03%
157 PENTAIR PLC 6,484 378 0.03%
158 WATERS CORP 2,620 369 0.03%
159 NUVEEN AMT FREE MUN CR INC F 22,704 369 0.03%
160 SONY GROUP CORP 12,542 368 0.03%
161 ICAHN ENTERPRISES LP 6,754 365 0.03%
162 NACCO INDS INC 6,506 364 0.03%
163 GILEAD SCIENCES INC 4,359 364 0.03%
164 BAKER HUGHES INC 7,910 357 0.03%
165 ISHARES TR 4,678 348 0.03%
166 FREEPORT-MCMORAN INC 30,591 341 0.03%
167 EXXON MOBIL CORP 3,551 333 0.03%
168 TABLEAU SOFTWARE INC 6,554 321 0.02%
169 Alcoa 34,265 318 0.02%
170 TENET HEALTHCARE CORP 11,492 318 0.02%
171 TESORO CORP 4,210 315 0.02%
172 ABBOTT LABS 8,000 314 0.02%
173 VANGUARD INDEX FDS 1,600 308 0.02%
174 Pandora Media Inc 24,599 306 0.02%
175 XEROX CORP 31,093 295 0.02%
176 ISHARES TR 2,911 292 0.02%
177 BARCLAYS PLC 37,629 286 0.02%
178 KAYNE ANDERSON MLP INVT CO 14,010 285 0.02%
179 ISHARES TR 5,087 284 0.02%
180 CVR ENERGY INC COM 18,353 284 0.02%
181 Lloyds Banking Group Plc 95,765 284 0.02%
182 INTEL CORP 8,627 283 0.02%
183 MCDONALDS CORP 2,346 282 0.02%
184 GENERAL MTRS CO 9,940 281 0.02%
185 ISHARES TR 2,969 278 0.02%
186 STAPLES INC 31,960 275 0.02%
187 WESTROCK CO 6,982 271 0.02%
188 PHILLIPS 66 3,318 263 0.02%
189 CLEARBRIDGE ENERGY MLP FD INCORPORATED 16,390 261 0.02%
190 Tortoise Egy Infrastruct 8,330 256 0.02%
191 TORTOISE MLP FD INCORPORATED 13,470 249 0.02%
192 ISHARES RUSSELL 2000 GROWTH ETF 1,758 241 0.02%
193 APPLIED MATLS INC 10,025 240 0.02%
194 OWENS-ILLINOIS, INC. 12,531 226 0.02%
195 IONIS PHARMACEUTICALS INC COM 9,505 221 0.02%
196 NOBLE CORP PLC 26,507 218 0.02%
197 DOLLAR TREE INC 2,294 216 0.02%
198 INTERNATIONAL BUSINESS MACHS 1,351 205 0.02%
199 INVESCO MUN OPPORTUNITY TR 12,821 191 0.01%
200 INVESCO MUN TR 13,124 186 0.01%
Page 4 of 5
Restatement filing (0001172661-17-001726) filed in 2017.09.22
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 21,019 3,681 0.26%
2 ABBOTT LABS 8,000 314 0.02%
3 ABBVIE INC 8,487 525 0.04%
4 ABIOMED INC 18,879 2,063 0.14%
5 ADVANCED DRAIN SYS INC DEL 105,820 2,896 0.20%
6 ALASKA AIR GROUP INC 59,011 3,440 0.24%
7 ALLERGAN PLC 3,541 818 0.06%
8 ALPHABET INC 13,862 9,752 0.68%
9 ALPHABET INC 83,266 57,628 4.00%
10 AMAZON COM INC 10,828 7,749 0.54%
11 AMERICAN EXPRESS CO 47,789 2,904 0.20%
12 AMERICAN INTL GROUP INC 65,366 3,457 0.24%
13 AMERISOURCEBERGEN CORP 237,678 18,853 1.31%
14 AMETEK INC NEW 9,606 444 0.03%
15 ANADARKO PETE CORP 12,223 651 0.05%
16 ANHEUSER BUSCH INBEV SA/NV 311,228 40,983 2.85%
17 APACHE CORP 15,643 871 0.06%
18 APPLE INC 25,677 2,455 0.17%
19 APPLIED MATLS INC 10,025 240 0.02%
20 ARES CAPITAL CORP 398,533 5,659 0.39%
21 ATHENA HEALTH INC. 4,137 571 0.04%
22 AUTODESK INC 22,945 1,242 0.09%
23 AUTOMATIC DATA PROCESSING IN 12,659 1,163 0.08%
24 AXIALL CORPORATION 12,419 405 0.03%
25 Alcoa 34,265 318 0.02%
26 BAIDU INC 2,473 408 0.03%
27 BAKER HUGHES INC 7,910 357 0.02%
28 BARCLAYS PLC 37,629 286 0.02%
29 BAXTER INTL INC 10,657 482 0.03%
30 BERKSHIRE HATHAWAY INC DEL 271,519 39,313 2.73%
31 BERKSHIRE HATHAWAY INC DEL 7 1,519 0.11%
32 BLACKROCK FLOATING RATE INCO 11,780 155 0.01%
33 BOEING CO 14,372 1,866 0.13%
34 BP PLC 44,517 1,581 0.11%
35 BROOKFIELD ASSET MGMT INC 17,592 582 0.04%
36 CABOT OIL & GAS CORP 37,124 956 0.07%
37 CANTEL MEDICAL CORP 12,558 863 0.06%
38 CARMAX INC 14,042 688 0.05%
39 CARTERS INC 5,570 593 0.04%
40 CELANESE CORP DEL 6,441 422 0.03%
41 CELGENE CORP 5,176 511 0.04%
42 CHARTER COMMUNICATIONS INC N 328,274 75,057 5.22%
43 CITRIX SYS INC 6,334 507 0.04%
44 CLEARBRIDGE ENERGY MLP FD INCORPORATED 16,390 261 0.02%
45 COCA COLA CO 65,236 2,957 0.21%
46 COMCAST CORP NEW 1,289,249 84,046 5.84%
47 COMPUTER SCIENCES CORP 7,674 381 0.03%
48 CONAGRA BRANDS INC 9,718 465 0.03%
49 CONOCOPHILLIPS 23,104 1,007 0.07%
50 CONSOL ENERGY INC 46,931 755 0.05%
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