| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Corinthian Colleges, Inc. | 13,700 | 1,000 | 0.00% | ||
| 2 | LUCAS ENERGY INC | 15,200 | 2,000 | 0.00% | ||
| 3 | AVALON RARE METALS INC | 18,036 | 3,000 | 0.00% | ||
| 4 | NORTH AMERN PALLADIUM LTD | 21,000 | 3,000 | 0.00% | ||
| 5 | ROCK CREEK PHARMACEUTICALS INCORPORATED | 27,300 | 5,000 | 0.00% | ||
| 6 | ACURA PHARMACEUTICALS INC | 11,232 | 5,000 | 0.00% | ||
| 7 | TANZANIAN ROYALTY EXPL CORP | 10,400 | 7,000 | 0.00% | ||
| 8 | OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 | 11,000 | 8,000 | 0.00% | ||
| 9 | AMEDICA CORP | 10,350 | 8,000 | 0.00% | ||
| 10 | Odyssey Marine Exploration Inc | 11,180 | 10,000 | 0.00% | ||
| 11 | NANOSPHERE INC | 25,700 | 10,000 | 0.00% | ||
| 12 | MAGELLAN PETROLEUM CORP | 11,741 | 11,000 | 0.00% | ||
| 13 | Portugal Telecom Sgps S A Spon | 10,295 | 11,000 | 0.00% | ||
| 14 | AUTHENTIDATE HLDG CORP | 11,298 | 11,000 | 0.00% | ||
| 15 | ARVINMERITOR INC | 10,000 | 11,000 | 0.00% | ||
| 16 | DURECT CORP | 15,050 | 12,000 | 0.00% | ||
| 17 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 26,000 | 14,000 | 0.00% | ||
| 18 | RTI INTL METALS INC | 15,000 | 15,000 | 0.00% | ||
| 19 | DRYSHIPS INC | 13,943 | 15,000 | 0.00% | ||
| 20 | APOLLO INVT CORP 5.75% 01/15/2016 | 15,000 | 15,000 | 0.00% | ||
| 21 | RADIAN GROUP INC. | 10,000 | 15,000 | 0.00% | ||
| 22 | REXAHN PHARMACEUTICALS INC | 23,500 | 16,000 | 0.00% | ||
| 23 | LIGHTBRIDGE CORP | 10,400 | 16,000 | 0.00% | ||
| 24 | STEMCELLS INC COM NEW | 16,650 | 16,000 | 0.00% | ||
| 25 | CYTORI THERAPEUTIC INC | 32,550 | 16,000 | 0.00% | ||
| 26 | DRAGONWAVE INC | 17,310 | 17,000 | 0.00% | ||
| 27 | ParkerVision Inc. (PRKR) | 18,500 | 17,000 | 0.00% | ||
| 28 | POLYMET MINING CORP | 17,308 | 18,000 | 0.00% | ||
| 29 | GALENA BIOPHARMA INC | 14,140 | 21,000 | 0.00% | ||
| 30 | ALASKA COMMUNICATIONS SYS GR | 12,105 | 22,000 | 0.00% | ||
| 31 | JETPAY CORP | 10,399 | 22,000 | 0.00% | ||
| 32 | MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV | 25,000 | 24,000 | 0.00% | ||
| 33 | PROLOGIS | 22,000 | 24,000 | 0.00% | ||
| 34 | ALPHA NATURAL RESOURCES | 15,609 | 26,000 | 0.00% | ||
| 35 | PDLI 3 3/4 05/01/2015 | 20,000 | 26,000 | 0.00% | ||
| 36 | IAMGOLD CORP | 10,160 | 27,000 | 0.00% | ||
| 37 | PEDEVCO CORP | 60,798 | 27,000 | 0.00% | ||
| 38 | LIQTECH INTL INC | 26,000 | 28,000 | 0.00% | ||
| 39 | PROPHASE LABS INC | 19,305 | 28,000 | 0.00% | ||
| 40 | ENDEAVOUR SILVER CORP | 13,570 | 29,000 | 0.00% | ||
| 41 | CAMTEK LTD | 10,100 | 30,000 | 0.00% | ||
| 42 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 30,000 | 31,000 | 0.00% | ||
| 43 | CHESAPEAKE ENERGY CORP | 32,000 | 32,000 | 0.00% | ||
| 44 | Novatel Wireless Inc | 10,006 | 32,000 | 0.00% | ||
| 45 | ZION OIL & GAS INC | 25,383 | 35,000 | 0.00% | ||
| 46 | RENTECH INC | 28,200 | 36,000 | 0.00% | ||
| 47 | METALICO INC | 109,521 | 37,000 | 0.00% | ||
| 48 | PARKER DRILLING COMPANY | 11,965 | 37,000 | 0.00% | ||
| 49 | Energy XXI LTD | 11,803 | 38,000 | 0.00% | ||
| 50 | CREDIT SUISSE ASSET MGMT INC | 11,872 | 39,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-15-000003, filed 2015.01.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
