| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 31,462,000 | 32,445,000 | 27.44% | PRN | |
| 2 | MACKAY SHIELDS LLC | 10,677,000 | 10,991,000 | 9.30% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 10,000,000 | 10,336,000 | 8.74% | PRN | |
| 4 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 8,270,000 | 8,493,000 | 7.18% | PRN | |
| 5 | MORGAN STANLEY | 5,882,000 | 6,032,000 | 5.10% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 5,525,000 | 5,699,000 | 4.82% | PRN | |
| 7 | Invesco Ltd. | 5,525,000 | 5,660,000 | 4.79% | ||
| 8 | CREDIT SUISSE AG/ | 5,410,000 | 5,542,000 | 4.69% | PRN | |
| 9 | ROYAL BANK OF CANADA | 5,225,000 | 5,405,000 | 4.57% | PRN | |
| 10 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 5,000,000 | 5,122,000 | 4.33% | ||
| 11 | JPMORGAN CHASE & CO | 4,483,000 | 4,592,000 | 3.88% | PRN | |
| 12 | WELLS FARGO & COMPANY/MN | 3,697,000 | 3,787,000 | 3.20% | PRN | |
| 13 | CI Global Investments Inc. | 3,050,000 | 3,124,000 | 2.64% | ||
| 14 | THRIVENT FINANCIAL FOR LUTHERANS | 2,844,000 | 2,928,000 | 2.48% | ||
| 15 | LAFFER TENGLER INVESTMENTS, INC. | 1,787 | 1,933,422 | 1.64% | PRN | |
| 16 | KING INVESTMENT ADVISORS INC/TX | 1,030,000 | 1,049,000 | 0.89% | ||
| 17 | Bank of New York Mellon Corp | 1,000,000 | 1,034,000 | 0.87% | ||
| 18 | MACQUARIE GROUP LTD | 810,000 | 834,000 | 0.71% | PRN | |
| 19 | Carnegie Investment Counsel | 725,000 | 745,000 | 0.63% | ||
| 20 | AMUNDI ASSET MANAGEMENT US, INC. | 520,000 | 533,000 | 0.45% | PRN | |
| 21 | WEDBUSH SECURITIES INC | 5,000 | 512,000 | 0.43% | ||
| 22 | BARCLAYS PLC | 299,000 | 305,000 | 0.26% | PRN | |
| 23 | DEUTSCHE BANK AG\ | 288,000 | 295,000 | 0.25% | PRN | |
| 24 | STIFEL FINANCIAL CORP | 240,729 | 241,000 | 0.20% | PRN | |
| 25 | Argentus Capital Management, LLC | 150,000 | 150,000 | 0.13% | PRN | |
| 26 | Cambridge Investment Research Advisors, Inc. | 125,000 | 128,000 | 0.11% | ||
| 27 | Sigma Planning Corp | 95,000 | 97,000 | 0.08% | ||
| 28 | M&T BANK CORP | 75,000 | 77,000 | 0.07% | PRN | |
| 29 | CITIGROUP INC | 42,000 | 43,000 | 0.04% | PRN | |
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,000 | 36,000 | 0.03% | ||
| 31 | Waverly Advisors, LLC | 25,000 | 26,000 | 0.02% | PRN | |
| 32 | Commonwealth Equity Services, Inc | 15,000 | 15,000 | 0.01% | ||
| 33 | NEXT Financial Group, Inc | 10,000 | 10,000 | 0.01% | PRN | |
| 34 | THOMPSON DAVIS & CO., INC. | 9,000 | 9,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
