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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0001333978-15-000009) filed in 2015.10.27
#
Name
Shares
Value ($)
%
Options
Notes
51 ARES CAP CORP 28,000 28 0.00%
52 APPROACH RESOURCES INC 15,305 29 0.00%
53 * SANDRIDGE ENERGY INC COM 106,432 29 0.00%
54 Penn Virginia Corp 57,498 30 0.00%
55 DANAHER CORP DEL LYON 01/21 12,000 30 0.00%
56 JEFFERIES GROUP INC NEW SR DB CV3.875 29 30,000 30 0.00%
57 LIFEVANTAGE CORPORATION 38,435 31 0.00%
58 COEUR MNG INC 10,873 31 0.00%
59 PARKER DRILLING COMPANY 11,965 31 0.00%
60 Abraxas Petroleum Corp 25,359 32 0.00%
61 GOLD FIELDS LTD NEW 12,303 33 0.00%
62 SEVENTY SEVEN ENERGY INC - escrow shares 23,677 33 0.00%
63 CLOUD PEAK ENERGY INC COM 12,385 33 0.00%
64 ATLANTIC PWR CORP 18,324 34 0.00%
65 EXCO RESOURCES INC 44,675 34 0.00%
66 California Resources Corp 13,419 35 0.00%
67 Crestwood Equity Partners LP 15,154 35 0.00%
68 CREDIT SUISSE ASSET MGMT INC 13,570 38 0.00%
69 SANDRIDGE MISSISSIPPIAN TR I 13,915 38 0.00%
70 CHESAPEAKE ENERGY CORP 39,000 38 0.00%
71 HUGOTON RTY TR TEX 12,952 38 0.00%
72 CASTLE BRANDS INC COM 30,000 40 0.00%
73 LIQTECH INTL INC 42,000 41 0.00%
74 ADVANCED MICRO DEVICES INC 24,382 42 0.00%
75 IDERA PHARMACEUTICALS INCORPORATED COM NEW 12,600 42 0.00%
76 ATLAS RESOURCES PARTNERS LP 15,074 42 0.00%
77 BREITBURN ENERGY PARTNERS LP COM 20,886 42 0.00%
78 PLURISTEM THERAPEUTICS INC 23,816 43 0.00%
79 CYTRX CORP 18,201 43 0.00%
80 HALCON RESOURCES CORP 82,805 44 0.00%
81 PACIFIC DRILLING SA LUXEMBOURG REG SHS 34,900 44 0.00%
82 RELM WIRELESS CORP 10,000 44 0.00%
83 SYNTA PHARMACEUTICALS CORP 25,765 45 0.00%
84 SUMMER INFANT INC 26,721 46 0.00%
85 AMARIN CORP PLC 24,170 47 0.00%
86 FUEL TECH INC 25,365 48 0.00%
87 AK STL HLDG CORP 19,790 48 0.00%
88 Gastar Exploration, Ltd. 42,900 49 0.00%
89 ADDVANTAGE TECHNOLOGIES GROU 21,820 49 0.00%
90 OCATA THERAPEUTICS INC 12,142 51 0.00%
91 ATHERSYS INC NEW 46,600 51 0.00%
92 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 55,467 51 0.00%
93 PENGROWTH ENERGY CORP 59,547 51 0.00%
94 GALECTIN THERAPEUTICS INC COM 22,248 52 0.00%
95 IMMUNOMEDICS INCORPORATED 30,315 52 0.00%
96 COSAN LTD 18,106 52 0.00%
97 FUSION TELECOMM INTL INC 28,304 53 0.00%
98 FAIRMOUNT SANTROL HLDGS INC 19,925 54 0.00%
99 BALLARD PWR SYS INC NEW 45,088 54 0.00%
100 CERUS CORP 12,060 55 0.00%
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