| 1 |
QVT Financial LP |
5,850,399 |
12,950,000 |
28.39% |
|
|
| 2 |
VANGUARD GROUP INC |
1,982,676 |
4,699,000 |
10.30% |
|
|
| 3 |
FRANKLIN RESOURCES INC |
1,915,900 |
4,541,000 |
9.96% |
|
|
| 4 |
BlackRock Fund Advisors |
1,709,914 |
4,052,000 |
8.88% |
|
|
| 5 |
BlackRock Institutional Trust Company, N.A. |
1,639,611 |
3,886,000 |
8.52% |
|
|
| 6 |
BAKER BROS. ADVISORS LP |
1,319,989 |
3,128,000 |
6.86% |
|
|
| 7 |
STATE STREET CORP |
713,730 |
1,693,000 |
3.71% |
|
|
| 8 |
NORTHERN TRUST CORP |
674,323 |
1,598,000 |
3.50% |
|
|
| 9 |
DAFNA Capital Management LLC |
583,013 |
1,382,000 |
3.03% |
|
SH |
| 10 |
RTW INVESTMENTS, LP |
453,465 |
1,075,000 |
2.36% |
|
|
| 11 |
GEODE CAPITAL MANAGEMENT, LLC |
343,217 |
813,000 |
1.78% |
|
|
| 12 |
BlackRock Investment Management, LLC |
224,456 |
532,000 |
1.17% |
|
|
| 13 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
207,200 |
491,000 |
1.08% |
|
|
| 14 |
Bank of New York Mellon Corp |
195,376 |
463,000 |
1.02% |
|
|
| 15 |
SABBY MANAGEMENT, LLC |
159,584 |
378,000 |
0.83% |
|
|
| 16 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
133,307 |
316,000 |
0.69% |
|
|
| 17 |
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
120,474 |
286,000 |
0.63% |
|
|
| 18 |
TEACHERS ADVISORS, LLC |
87,233 |
207,000 |
0.45% |
|
|
| 19 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
84,699 |
201,000 |
0.44% |
|
|
| 20 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
81,800 |
194,000 |
0.43% |
|
|
| 21 |
MILLENNIUM MANAGEMENT LLC |
71,100 |
169,000 |
0.37% |
|
|
| 22 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
69,900 |
166,000 |
0.36% |
Call |
|
| 23 |
PRICE T ROWE ASSOCIATES INC /MD/ |
69,400 |
164,000 |
0.36% |
|
|
| 24 |
ENTERPRISE FINANCIAL SERVICES CORP |
67,706 |
160,000 |
0.35% |
|
|
| 25 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
61,400 |
146,000 |
0.32% |
Put |
|
| 26 |
RHUMBLINE ADVISERS |
57,354 |
136,000 |
0.30% |
|
|
| 27 |
ROYAL BANK OF CANADA |
53,353 |
127,000 |
0.28% |
|
|
| 28 |
SHEPHERD KAPLAN KROCHUK, LLC |
52,509 |
124,000 |
0.27% |
|
|
| 29 |
NEW YORK STATE COMMON RETIREMENT FUND |
50,900 |
121,000 |
0.27% |
|
|
| 30 |
MORGAN STANLEY |
49,375 |
117,000 |
0.26% |
|
|
| 31 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
44,487 |
106,000 |
0.23% |
|
|
| 32 |
BLACKROCK ADVISORS LLC |
42,211 |
100,000 |
0.22% |
|
|
| 33 |
Nationwide Fund Advisors |
39,173 |
93,000 |
0.20% |
|
|
| 34 |
EMERSON INVESTMENT MANAGEMENT, LLC |
38,500 |
91,000 |
0.20% |
|
|
| 35 |
VOYA INVESTMENT MANAGEMENT LLC |
35,261 |
84,000 |
0.18% |
|
|
| 36 |
WELLS FARGO & COMPANY/MN |
35,314 |
84,000 |
0.18% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
33,523 |
79,000 |
0.17% |
|
|
| 38 |
ALLIANCEBERNSTEIN L.P. |
25,000 |
59,000 |
0.13% |
|
|
| 39 |
CREDIT SUISSE AG/ |
20,254 |
48,000 |
0.11% |
|
|
| 40 |
Commonwealth Equity Services, Inc |
18,201 |
43,000 |
0.09% |
|
|
| 41 |
DEUTSCHE BANK AG\ |
18,299 |
43,000 |
0.09% |
|
|
| 42 |
Focused Wealth Management, Inc |
17,300 |
41,000 |
0.09% |
|
|
| 43 |
BNP PARIBAS FINANCIAL MARKETS |
15,455 |
36,628 |
0.08% |
|
|
| 44 |
Composition Wealth, LLC |
14,286 |
34,000 |
0.07% |
|
|
| 45 |
OPPENHEIMER & CO INC |
14,500 |
34,000 |
0.07% |
|
|
| 46 |
GUGGENHEIM CAPITAL LLC |
13,921 |
33,000 |
0.07% |
|
|
| 47 |
Virtu KCG Holdings LLC |
13,455 |
32,000 |
0.07% |
|
|
| 48 |
Clear Harbor Asset Management, LLC |
13,000 |
31,000 |
0.07% |
|
|
| 49 |
MSI Financial Services Inc |
12,000 |
28,000 |
0.06% |
|
|
| 50 |
PRINCIPAL FINANCIAL GROUP INC |
11,197 |
27,000 |
0.06% |
|
|
