| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 26,000 | 0 | 0.00% | ||
| 2 | TOWERSTREAM CORP | 13,000 | 2,000 | 0.00% | ||
| 3 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 48,649 | 2,000 | 0.00% | ||
| 4 | Warren Resources Inc | 17,600 | 3,000 | 0.00% | ||
| 5 | TANZANIAN ROYALTY EXPL CORP | 11,500 | 3,000 | 0.00% | ||
| 6 | SANOFI | 42,735 | 5,000 | 0.00% | ||
| 7 | CHESAPEAKE ENERGY CORP | 39,000 | 5,000 | 0.00% | ||
| 8 | FORBES ENERGY SERVICES LTD | 12,000 | 6,000 | 0.00% | ||
| 9 | PALATIN TECHNOLOGIES INC COM | 11,300 | 6,000 | 0.00% | ||
| 10 | CYTORI THERAPEUTIC INC | 32,550 | 7,000 | 0.00% | ||
| 11 | CUMULUS MEDIA INC | 15,000 | 7,000 | 0.00% | ||
| 12 | PEDEVCO CORP | 42,530 | 8,000 | 0.00% | ||
| 13 | LINN CO LLC | 22,980 | 8,000 | 0.00% | ||
| 14 | ImmunoCellular Therapeutics Lt | 27,000 | 8,000 | 0.00% | ||
| 15 | TearLab Corp. | 12,000 | 8,000 | 0.00% | ||
| 16 | ARVINMERITOR INC | 10,000 | 9,000 | 0.00% | ||
| 17 | NEURALSTEM INC COM | 12,540 | 9,000 | 0.00% | ||
| 18 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 11,000 | 9,000 | 0.00% | ||
| 19 | XOMA CORP DEL | 11,082 | 9,000 | 0.00% | ||
| 20 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 10,000 | 10,000 | 0.00% | ||
| 21 | TORCHLIGHT ENERGY RES INC | 13,500 | 10,000 | 0.00% | ||
| 22 | TICC CAPITAL CORP | 10,000 | 10,000 | 0.00% | ||
| 23 | HALCON RES CORP | 11,801 | 11,000 | 0.00% | ||
| 24 | SunEdison Inc | 22,568 | 12,000 | 0.00% | ||
| 25 | BREITBURN ENERGY PARTNERS LP COM | 21,324 | 12,000 | 0.00% | ||
| 26 | HCI GROUP INC | 15,000 | 13,000 | 0.00% | ||
| 27 | INTEL CORP JR SB CONV DB 35 | 10,000 | 13,000 | 0.00% | ||
| 28 | Key Energy Services, Inc. | 37,863 | 14,000 | 0.00% | ||
| 29 | SEVENTY SEVEN ENERGY INC - escrow shares | 23,379 | 14,000 | 0.00% | ||
| 30 | ATOSSA GENETICS INC COM | 40,000 | 14,000 | 0.00% | ||
| 31 | BLACKROCK CAPITAL INVESTMENT | 14,000 | 14,000 | 0.00% | ||
| 32 | BIOLASE INC | 12,447 | 16,000 | 0.00% | ||
| 33 | NAVIOS MARITIME ACQUIS CORP SHS | 10,183 | 16,000 | 0.00% | ||
| 34 | AMARIN CORP PLC | 10,670 | 16,000 | 0.00% | ||
| 35 | PROVECTUS | 43,500 | 17,000 | 0.00% | ||
| 36 | PACIFIC DRILLING SA LUXEMBOURG REG SHS | 35,000 | 17,000 | 0.00% | ||
| 37 | ULTRA PETROLEUM CORP | 35,750 | 18,000 | 0.00% | ||
| 38 | DURECT CORP | 14,000 | 19,000 | 0.00% | ||
| 39 | GLOBALSTAR INC | 13,798 | 20,000 | 0.00% | ||
| 40 | APPROACH RESOURCES INC | 17,594 | 20,000 | 0.00% | ||
| 41 | HHGREGG INC | 10,000 | 21,000 | 0.00% | ||
| 42 | Novatel Wireless Inc | 12,006 | 21,000 | 0.00% | ||
| 43 | PROPHASE LABS INC | 16,500 | 23,000 | 0.00% | ||
| 44 | W T OFFSHORE INC | 10,500 | 23,000 | 0.00% | ||
| 45 | VIVUS INC | 16,683 | 23,000 | 0.00% | ||
| 46 | BIOLINERX LTD | 23,000 | 23,000 | 0.00% | ||
| 47 | Abraxas Petroleum Corp | 24,183 | 24,000 | 0.00% | ||
| 48 | California Resources Corp | 24,067 | 25,000 | 0.00% | ||
| 49 | CASTLE BRANDS INC COM | 28,000 | 26,000 | 0.00% | ||
| 50 | CORMEDIX INCORPORATED | 10,091 | 27,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-16-000014, filed 2016.04.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
