| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 21,600,000 | 22,210,000 | 29.42% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 10,289,000 | 10,373,000 | 13.74% | ||
| 3 | CREDIT SUISSE AG/ | 10,154,000 | 10,236,000 | 13.56% | PRN | |
| 4 | VICTORY CAPITAL MANAGEMENT INC | 8,924,786 | 8,997,000 | 11.92% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 6,218,000 | 6,407,000 | 8.49% | PRN | |
| 6 | BESSEMER GROUP INC | 5,000,000 | 5,166,000 | 6.84% | PRN | |
| 7 | STEELHEAD PARTNERS LLC | 3,000,000 | 3,090,000 | 4.09% | PRN | |
| 8 | THRIVENT FINANCIAL FOR LUTHERANS | 2,650,000 | 2,685,000 | 3.56% | ||
| 9 | JPMORGAN CHASE & CO | 2,070,000 | 2,137,000 | 2.83% | PRN | |
| 10 | GABELLI FUNDS LLC | 1,500,000 | 1,512,000 | 2.00% | PRN | |
| 11 | KEYBANK NATIONAL ASSOCIATION/OH | 698,000 | 704,000 | 0.93% | ||
| 12 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5,000 | 517,000 | 0.68% | ||
| 13 | MORGAN STANLEY | 479,000 | 483,000 | 0.64% | PRN | |
| 14 | Investors Capital Advisory Services | 329,000 | 331,000 | 0.44% | ||
| 15 | DEUTSCHE BANK AG\ | 293,000 | 295,000 | 0.39% | PRN | |
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 145,000 | 146,000 | 0.19% | ||
| 17 | D.A. DAVIDSON & CO. | 65,000 | 65,000 | 0.09% | ||
| 18 | Creative Planning | 31,000 | 31,000 | 0.04% | PRN | |
| 19 | Wellesley Asset Management | 25,454 | 25,788 | 0.03% | PRN | |
| 20 | HighTower Advisors, LLC | 21,000 | 21,000 | 0.03% | PRN | |
| 21 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 22 | IFP ADVISORS, INC | 15,000 | 15,000 | 0.02% | ||
| 23 | Commonwealth Equity Services, Inc | 14,000 | 14,000 | 0.02% | ||
| 24 | Jefferies Group LLC | 13,000 | 13,000 | 0.02% | PRN | |
| 25 | FDx Advisors, Inc. | 11,000 | 11,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
