| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pine River Capital Management L.P. | 30,352,000 | 29,859,000 | 39.39% | PRN | |
| 2 | Radcliffe Capital Management, L.P. | 25,098,000 | 24,857,000 | 32.79% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 9,188,000 | 8,964,000 | 11.83% | ||
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 6,004,000 | 5,898,000 | 7.78% | PRN | |
| 5 | TD ASSET MANAGEMENT INC | 4,992,000 | 4,895,000 | 6.46% | ||
| 6 | CREDIT SUISSE AG/ | 471,000 | 460,000 | 0.61% | PRN | |
| 7 | DEUTSCHE BANK AG\ | 416,000 | 405,000 | 0.53% | PRN | |
| 8 | Investors Capital Advisory Services | 248,000 | 241,000 | 0.32% | ||
| 9 | D.A. DAVIDSON & CO. | 100,000 | 98,000 | 0.13% | ||
| 10 | Wellesley Asset Management | 25,724 | 25,097 | 0.03% | PRN | |
| 11 | Cetera Advisors LLC | 25,000 | 24,000 | 0.03% | PRN | |
| 12 | Creative Planning | 23,000 | 22,000 | 0.03% | PRN | |
| 13 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 14 | Commonwealth Equity Services, Inc | 10,000 | 10,000 | 0.01% | ||
| 15 | WELLS FARGO & COMPANY/MN | 9,000 | 9,000 | 0.01% | PRN | |
| 16 | CITIGROUP INC | 8,000 | 8,000 | 0.01% | PRN | |
| 17 | BARCLAYS PLC | 4,000 | 4,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
