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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES TR 91,079 4,548 0.03%
452 FIRST TR EXCHANGE TRADED FD 78,804 4,522 0.03%
453 SCHWAB U.S. SMALL-CAP ETF 71,750 4,519 0.03%
454 FIRST TR EXCHANGE-TRADED FD 42,647 4,491 0.03%
455 PRICELINE GRP INC 2,518 4,482 0.03%
456 MORGAN STANLEY 103,794 4,447 0.03%
457 PEMBINA PIPELINE CORP 140,136 4,444 0.03%
458 CERNER CORP 75,520 4,444 0.03%
459 FIDELITY 225,940 4,435 0.03%
460 MCCORMICK & CO INC 45,392 4,428 0.03%
461 POWERSHARES ETF TRUST 169,840 4,421 0.03%
462 NATIONAL GRID PLC 69,554 4,415 0.03%
463 DIREXION ALL CAP INSIDER SENTIMENT SHARES 55,319 4,375 0.03%
464 PIMCO CORPORATE INCOME OPP 278,498 4,372 0.03%
465 WISDOMTREE TR 69,239 4,349 0.03%
466 FIRST TR LRG CP VL ALPHADEX 88,166 4,347 0.03%
467 PIMCO DYNAMIC INCOME FD 150,481 4,341 0.03%
468 TIME WARNER INC 44,398 4,338 0.03%
469 SCHWAB U.S. MID-CAP ETF 91,665 4,338 0.03%
470 ISHARES TR 96,490 4,323 0.03%
471 BAIDU INC 25,021 4,317 0.03%
472 HANNON ARMSTRONG SUST INFR C 213,177 4,306 0.03%
473 FIRST TR EXCHANGE TRADED FD 220,150 4,302 0.03%
474 KELLOGG CO 59,002 4,284 0.03%
475 ISHARES 85,225 4,255 0.03%
476 PEOPLES UNITED FINANCIAL INC 231,622 4,216 0.03%
477 POWERSHS DB MULTI SECT COMM 211,835 4,190 0.03%
478 POWERSHARES ETF TRUST II 180,140 4,190 0.03%
479 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 81,183 4,189 0.03%
480 ENERGY TRANSFER L P 211,159 4,166 0.03%
481 FIRST TR MID CAP CORE ALPHAD 71,030 4,152 0.03%
482 ROCKWELL AUTOMATION INC 26,564 4,136 0.03%
483 SPDR DOW JONES REIT ETF 44,692 4,124 0.03%
484 RETAIL PPTYS AMER INC CL A 285,034 4,110 0.03%
485 FIDELITY 118,243 4,101 0.03%
486 BANK MONTREAL QUE 54,768 4,096 0.03%
487 ISHARES TR 32,797 4,075 0.03%
488 SEMPRA ENERGY 36,670 4,052 0.03%
489 PRICE T ROWE GROUP INC 59,437 4,051 0.03%
490 ISHARES TR 26,750 4,051 0.03%
491 ISHARES TR 24,635 4,040 0.03%
492 SELECT SECTOR SPDR TR 76,380 4,003 0.03%
493 SALESFORCE COM INC 48,501 4,001 0.03%
494 TOTAL S A 79,271 3,997 0.03%
495 ISHARES INC 88,830 3,970 0.03%
496 SIRIUS XM HOLDINGS INC 770,822 3,970 0.03%
497 FIRST TR EXCHANGE-TRADED FD 202,829 3,959 0.03%
498 CROWN CASTLE INTL CORP NEW 41,791 3,947 0.03%
499 ASTRAZENECA PLC 126,580 3,942 0.03%
500 SANOFI 87,076 3,940 0.03%
Page 10 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
Page 1 of 49