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ADVENT CLAYMORE CV SECS & INCORPORATED
ADVENT CLAYMORE CV SECS & INCORPORATED. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 54 Institutional holders with a total value of $136,347,830.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Saba Capital Management, L.P. 2,616,294 40,971,000 30.05%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,043,205 16,337,000 11.98%
3 WELLS FARGO & COMPANY/MN 683,880 10,709,000 7.85%
4 SIT INVESTMENT ASSOCIATES INC 543,248 8,507,000 6.24%
5 Advisors Asset Management, Inc. 466,545 7,306,000 5.36%
6 EATON VANCE MANAGEMENT 423,795 6,637,000 4.87%
7 MORGAN STANLEY 403,620 6,320,000 4.64%
8 BANK OF AMERICA CORP /DE/ 332,096 5,201,000 3.81%
9 GUGGENHEIM CAPITAL LLC 304,769 4,772,000 3.50%
10 Oxbow Advisors, LLC 283,691 4,443,000 3.26%
11 Windsor Capital Management, LLC 271,911 4,258,000 3.12%
12 Koshinski Asset Management, Inc. 238,446 3,734,000 2.74%
13 RAYMOND JAMES & ASSOCIATES 183,725 2,877,000 2.11%
14 Arete Wealth Advisors, LLC 144,523 2,263,000 1.66%
15 FIRST TRUST ADVISORS LP 92,610 1,450,000 1.06%
16 UBS Group AG 84,362 1,321,000 0.97%
17 ROBINSON CAPITAL MANAGEMENT, LLC 81,808 1,281,000 0.94%
18 LPL Financial LLC 55,947 873,000 0.64%
19 AMERIPRISE FINANCIAL INC 51,191 802,000 0.59%
20 Raymond James Financial Services Advisors, Inc. 44,119 691,000 0.51%
21 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 38,631 615,000 0.45%
22 Invesco Ltd. 37,666 590,000 0.43%
23 Capital Investment Advisors, LLC 36,133 566,000 0.42%
24 CAVALIER INVESTMENTS, LLC 30,784 482,000 0.35%
25 Commonwealth Equity Services, Inc 30,314 475,000 0.35%
26 Cetera Advisor Networks LLC 25,209 395,000 0.29%
27 BAIRD FINANCIAL GROUP, INC. 24,530 384,000 0.28%
28 SOUTH TEXAS MONEY MANAGEMENT LTD 20,150 316,000 0.23%
29 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 15,942 250,000 0.18%
30 MILLENNIUM MANAGEMENT LLC 13,099 205,000 0.15%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,584 197,000 0.14%
32 Advisory Services Network, LLC 11,059 173,000 0.13%
33 Shaker Financial Services, LLC 10,570 166,000 0.12%
34 CITIGROUP INC 9,386 147,000 0.11%
35 ADVISOR GROUP, INC. 9,397 147,000 0.11%
36 ROYAL BANK OF CANADA 7,935 124,000 0.09%
37 PNC FINANCIAL SERVICES GROUP, INC. 5,455 85,000 0.06%
38 IFP ADVISORS, INC 2,910 46,000 0.03%
39 Chicago Partners Investment Group LLC 2,004 31,000 0.02%
40 ZIONS BANCORPORATION 2,010 31,000 0.02%
41 D.A. DAVIDSON & CO. 1,820 28,000 0.02%
42 North Star Investment Management Corp. 1,633 26,000 0.02%
43 BANK OF MONTREAL /CAN/ 1,500 23,000 0.02%
44 Avior Wealth Management, LLC 1,350 21,000 0.02%
45 Financial Architects, Inc 1,087 17,000 0.01%
46 IHT WEALTH MANAGEMENT, LLC 607 9,000 0.01%
47 ANCHOR INVESTMENT MANAGEMENT, LLC 500 7,830 0.01%
48 MUFG Americas Holdings Corp 466 7,000 0.01%
49 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 395 6,000 0.00%
50 NINE MASTS CAPITAL Ltd 400 6,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.