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ADVISORSHARES TR
ADVISORSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 41 Institutional holders with a total value of $51,015,160.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,472,441 12,958,000 25.40%
2 HighTower Advisors, LLC 1,084,876 9,558,000 18.74%
3 ROYAL BANK OF CANADA 899,347 7,914,000 15.51%
4 WELLS FARGO & COMPANY/MN 671,894 5,912,000 11.59%
5 Janney Montgomery Scott LLC 361,322 3,180,000 6.23%
6 JANE STREET GROUP, LLC 208,840 1,838,000 3.60%
7 UBS Group AG 188,275 1,657,000 3.25%
8 Commonwealth Equity Services, Inc 179,993 1,584,000 3.10%
9 WOODMONT INVESTMENT COUNSEL LLC 132,150 1,222,000 2.40%
10 NATIONAL PLANNING CORP 101,853 913,000 1.79%
11 LPL Financial LLC 51,007 453,000 0.89%
12 V WEALTH MANAGEMENT,LLC 45,780 404,000 0.79%
13 Advisory Services Network, LLC 38,187 336,000 0.66%
14 WEDBUSH SECURITIES INC 35,468 312,000 0.61%
15 STEPHENS INC /AR/ 34,000 299,000 0.59%
16 BANK OF AMERICA CORP /DE/ 32,000 282,000 0.55%
17 CIBC BANK USA 27,085 238,000 0.47%
18 Jacobus Wealth Management, Inc. 27,085 238,000 0.47%
19 STIFEL FINANCIAL CORP 26,620 234,000 0.46%
20 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 25,700 226,160 0.44%
21 Moors & Cabot, Inc. 24,300 214,000 0.42%
22 FIRST FINANCIAL EQUITY CORPORATION 19,831 175,000 0.34%
23 LINCOLN NATIONAL CORP 14,668 129,000 0.25%
24 BANK OF MONTREAL /CAN/ 13,200 116,000 0.23%
25 WOLVERINE TRADING LP /BD 12,800 113,000 0.22% Call
26 TWO SIGMA SECURITIES, LLC 12,781 112,000 0.22%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,700 94,000 0.18% Put
28 IFP ADVISORS, INC 7,875 69,000 0.14%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,456 56,000 0.11%
30 JPMORGAN CHASE & CO 4,374 38,000 0.07%
31 ENVESTNET ASSET MANAGEMENT INC 3,313 30,000 0.06%
32 Orion Porfolio Solutions, LLC 3,210 28,000 0.05%
33 CUTLER GROUP LLC / CA 2,985 26,000 0.05%
34 ADVISOR GROUP, INC. 2,500 22,000 0.04%
35 GENEOS WEALTH MANAGEMENT INC. 1,900 16,000 0.03%
36 SIMPLEX TRADING, LLC 1,071 9,000 0.02%
37 WFG Advisors, LP 533 5,000 0.01%
38 Tradewinds Capital Management, LLC 200 2,000 0.00%
39 IHT WEALTH MANAGEMENT, LLC 225 2,000 0.00%
40 TRUST DEPARTMENT MB FINANCIAL BANK N A 100 1,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.