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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
101 STARBUCKS CORP 522,862 30,530 0.20%
102 FLEXSHARES TRUST ETF 503,642 30,385 0.20%
103 VANGUARD INTL EQUITY INDEX F 460,164 30,012 0.20%
104 CONOCOPHILLIPS 599,941 29,919 0.20%
105 RYDEX ETF TRUST 330,678 29,655 0.20%
106 DUKE ENERGY CORP NEW 356,630 29,247 0.20%
107 KIMBERLY CLARK CORP 221,212 29,118 0.19%
108 SELECT SECTOR SPDR TR 544,281 29,016 0.19%
109 ISHARES TR 945,231 28,782 0.19%
110 CVS HEALTH CORP 356,564 27,990 0.19%
111 WAL-MART STORES INC 388,003 27,967 0.19%
112 WISDOMTREE TR 286,049 27,898 0.19%
113 ISHARES TR 697,775 27,485 0.18%
114 W P CAREY INC 439,964 27,375 0.18%
115 VANGUARD INDEX FDS 266,076 27,118 0.18%
116 CATERPILLAR INC 290,407 26,938 0.18%
117 LOCKHEED MARTIN CORP 100,575 26,914 0.18%
118 ISHARES TR 226,378 26,692 0.18%
119 POWERSHARES ETF TR II 650,130 26,337 0.18%
120 COSTCO WHSL CORP NEW 152,501 25,573 0.17%
121 SOUTHERN CO 512,031 25,489 0.17%
122 ISHARES TR 924,854 25,452 0.17%
123 BERKSHIRE HATHAWAY INC DEL 101 25,235 0.17%
124 ISHARES TR 180,867 25,077 0.17%
125 MONDELEZ INTL INC 570,960 24,597 0.16%
126 DOW CHEM CO 387,057 24,594 0.16%
127 CONSOLIDATED EDISON INC 315,182 24,477 0.16%
128 ABBOTT LABS 550,398 24,443 0.16%
129 ISHARES RUSSELL 1000 ETF 184,653 24,236 0.16%
130 QUALCOMM INC 421,819 24,187 0.16%
131 GENERAL MLS INC 402,139 23,730 0.16%
132 POWERSHARES ETF TRUST II 1,022,195 23,613 0.16%
133 EMERSON ELEC CO 391,897 23,459 0.16%
134 ISHARES TR 158,012 23,457 0.16%
135 FORD MTR CO DEL 2,014,840 23,453 0.16%
136 UNITED PARCEL SERVICE INC 214,261 22,990 0.15%
137 WISDOMTREE TR 284,008 22,897 0.15%
138 ENTERPRISE PRODS PARTNERS L 793,979 21,922 0.15%
139 SELECT SECTOR SPDR TR 292,171 21,726 0.15%
140 VANGUARD SCOTTSDALE FDS 250,087 21,602 0.14%
141 GILEAD SCIENCES INC 314,009 21,327 0.14%
142 SPDR DOW JONES INDL AVRG ETF 102,540 21,158 0.14%
143 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 239,662 21,038 0.14%
144 FIDELITY 592,464 20,825 0.14%
145 HONEYWELL INTL INC 166,166 20,749 0.14%
146 ISHARES TR 70,224 20,594 0.14%
147 NIKE INC 369,130 20,572 0.14%
148 FINANCIAL INSTNS INC 613,116 20,202 0.14%
149 DOMINION ENERGY INC 259,511 20,130 0.13%
150 SELECT SECTOR SPDR TR 306,331 19,930 0.13%
Page 3 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
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