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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 CORNING INC 514,692 13,897 0.09%
202 NUANCE COMM 800,362 13,854 0.09%
203 AMERICAN ELEC PWR INC 206,275 13,847 0.09%
204 GENERAL DYNAMICS CORP 73,534 13,766 0.09%
205 MEDTRONIC PLC 170,448 13,731 0.09%
206 SCHLUMBERGER LTD 174,202 13,605 0.09%
207 KINDER MORGAN INC DEL 623,768 13,561 0.09%
208 STRYKER CORP 102,700 13,520 0.09%
209 ALPS ETF TR 1,062,675 13,507 0.09%
210 JPMORGAN CHASE & CO 413,361 13,352 0.09%
211 PIMCO ETF TR 131,180 13,257 0.09%
212 SPDR SER TR 266,271 12,808 0.09%
213 AMERICAN EXPRESS CO 160,991 12,736 0.09%
214 UNION PAC CORP 120,036 12,714 0.09%
215 BLACKSTONE GROUP L P 425,582 12,640 0.08%
216 ALPS ETF TR 293,208 12,593 0.08%
217 GENERAL MTRS CO 354,634 12,540 0.08%
218 ALIBABA GROUP HLDG LTD 116,028 12,511 0.08%
219 ISHARES 20 YEAR TREASURY BOND ETF 102,958 12,428 0.08%
220 WASTE MGMT INC DEL 170,219 12,412 0.08%
221 MASTERCARD INCORPORATED 110,195 12,394 0.08%
222 ISHARES TR 144,221 12,353 0.08%
223 ISHARES TR 145,258 12,277 0.08%
224 MAGELLAN MIDSTREAM PRTNRS LP 158,944 12,224 0.08%
225 ILLINOIS TOOL WKS INC 91,231 12,085 0.08%
226 ISHARES TR 146,021 12,069 0.08%
227 FEDERATED HERMES INC CL B 457,882 12,061 0.08%
228 ISHARES TR 381,157 11,991 0.08%
229 Fidelity Total Bd ETF 238,389 11,879 0.08%
230 REALTY INCOME CORP 199,507 11,877 0.08%
231 FIDELITY 235,972 11,843 0.08%
232 ISHARES TR 103,221 11,736 0.08%
233 PIMCO ETF TR 114,533 11,642 0.08%
234 NVIDIA CORPORATION 105,323 11,473 0.08%
235 ISHARES SILVER TR 658,910 11,366 0.08%
236 NETFLIX INC 76,769 11,347 0.08%
237 STANLEY BLACK &DECKER INC 84,681 11,252 0.08%
238 POWERSHARES ETF TR II 751,928 11,144 0.07%
239 SPROTT PHYSICAL GOLD TRUST 1,084,578 11,084 0.07%
240 CSX CORP 236,309 11,000 0.07%
241 ISHARES 141,761 10,934 0.07%
242 HCP INC 348,636 10,905 0.07%
243 WEYERHAEUSER CO 320,705 10,898 0.07%
244 POWERSHARES ETF TRUST 209,611 10,889 0.07%
245 CITIGROUPINC 179,069 10,712 0.07%
246 FIRST TR MORNINGSTAR DIV LEA 370,779 10,682 0.07%
247 EVERSOURCE ENERGY 180,552 10,613 0.07%
248 ISHARES TR 75,292 10,425 0.07%
249 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
250 ENBRIDGE INC 247,703 10,364 0.07%
Page 5 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
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