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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 PROSHARES MSCI EAFE DIVIDEND GROWERS ETF 8,360 286 0.00%
2 SPARTAN MTRS INC 98,435 787 0.01%
3 SPDR FTSE/MACQUARIE GLOBAL INFRASTRUCTUR 4,352 213 0.00%
4 SPDR WELLS FARGO PREFERRED STOCK ETF 161,685 7,108 0.05%
5 1,250 HURON CONSULTING GROUP 01.10.2019 25,000 23 0.00%
6 1ST CONSTITUTION BANCORP 26,089 481 0.00%
7 22ND CENTY GROUP INC COM 33,828 40 0.00%
8 2U INC 5,430 215 0.00%
9 3-D SYS CORP DEL 55,532 831 0.01%
10 3M COMPANY 212,370 40,633 0.27%
11 A O N Corporation 9,164 1,088 0.01%
12 ABB LTD 38,643 904 0.01%
13 ABBOTT LABS 550,398 24,443 0.16%
14 ABBVIE INC 622,240 40,545 0.27%
15 ABERCROMBIE & FITCH CO 12,563 150 0.00%
16 ABERDEEN ASIA PACIFIC INCOM FD COM 551,173 2,750 0.02%
17 ABERDEEN AUSTRALIA EQTY FD I 49,241 298 0.00%
18 ABIOMED INC 1,848 231 0.00%
19 ABRAXAS PETE CORP COM 18,503 37 0.00%
20 ABSOLUTE SHS TR WBI TCT HG INC 14,552 354 0.00%
21 ACACIAMUNICATIONS INC 6,378 374 0.00%
22 ACCENTURE PLC IRELAND SHS CL A 86,877 10,415 0.07%
23 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
24 ADAM NAT RES FD INC COM 63,027 1,224 0.01%
25 ADAMS DIVERSIFIED EQUITY FD COM 190,792 2,623 0.02%
26 ADDVANTAGE TECHNOLOGIES GP I 16,645 32 0.00%
27 ADIENT PLC 12,303 894 0.01%
28 ADOBE SYSTEMS 40,318 5,247 0.04%
29 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
30 ADVANCED ENERGY INDS 25,925 1,777 0.01%
31 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
32 ADVAXIS INC 15,685 128 0.00%
33 ADVISORSHARES RANGER EQUITY BEAR ETF 179,993 1,584 0.01%
34 ADVISORSHARES TR 11,121 202 0.00%
35 ADVISORSHARES TR 8,533 304 0.00%
36 AECOM 30,333 1,080 0.01%
37 AEGON N V NY REGISTRY SH 41,153 211 0.00%
38 AERCAP HOLDINGS NV 4,465 205 0.00%
39 AES CORP 67,415 754 0.01%
40 AES TRUST III 6.75 3.375 PFD 12,533 640 0.00%
41 AETNA INC NEW 45,509 5,805 0.04%
42 AFFILIATED MANAGERS GROUP COM 2,491 408 0.00%
43 AFLAC 141,230 10,228 0.07%
44 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
45 AGNICO EAGLE MINES LTD 9,611 408 0.00%
46 AGREE REALTY CORP 19,988 959 0.01%
47 AGRIUM INC 2,106 201 0.00%
48 AIMMUNE THERAPEUTICS INC 26,204 569 0.00%
49 AIR PRODUCTS & CHEMICALS 20,312 2,748 0.02%
50 AK STL HLDG CORP 13,944 100 0.00%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
2101 EATON VANCE OH MUNI INCOME TR SH BEN INT 15,774 214 0.00%
2102 SPDR FTSE/MACQUARIE GLOBAL INFRASTRUCTUR 4,352 213 0.00%
2103 POWERSHARES ETF TR II 11,663 212 0.00%
2104 PB BANCORP INC 20,777 212 0.00%
2105 OAK VALLEY BANCORP OAKDALE C 16,073 212 0.00%
2106 LEMAITRE VASCULAR INC 8,599 212 0.00%
2107 ALPINE TOTAL DYNAMIC DIVID F 25,486 211 0.00%
2108 AEGON N V NY REGISTRY SH 41,153 211 0.00%
2109 FIRST TR EXCNGE TRD ALPHADEX 6,186 211 0.00%
2110 CLEAN ENERGY FUELS CORP 82,606 211 0.00%
2111 iShares TR GL Timb 3,657 211 0.00%
2112 DAVIS FUNDAMENTAL ETF TR 10,103 210 0.00%
2113 GENWORTH FINL INC 50,896 210 0.00%
2114 TBBK 6,004 210 0.00%
2115 XPO LOGISTICS INC 4,375 210 0.00%
2116 NEWTEK BUSINESS SVCS CORP COM NEW 12,351 210 0.00%
2117 CHOICE HOTELS INTL INC 3,342 209 0.00%
2118 PIMCO 1-3 Year US Treasury Index ETF 4,126 209 0.00%
2119 NUVEEN MINESOTA QLT MUN INC 12,487 209 0.00%
2120 COCA COLA EUROPEAN PARTNERS 5,551 209 0.00%
2121 HEALTHCARE SVCS GRP INC 4,823 208 0.00%
2122 HERTZ GLOBAL HLDGS INC 11,874 208 0.00%
2123 WHITE MTNS INS GROUP LTD 236 208 0.00%
2124 LAKELAND FINL CORP 4,816 208 0.00%
2125 Western/Claymore Infl-Lnkd Securities 17,968 207 0.00%
2126 AMEDISYS INC 4,028 206 0.00%
2127 COLUMBIA BKG SYS INC 5,283 206 0.00%
2128 CVR ENERGY INC 10,236 206 0.00%
2129 UNION BANKSHARES CORP NEW 5,843 206 0.00%
2130 EASTGROUP PPTY INC 2,783 205 0.00%
2131 AERCAP HOLDINGS NV 4,465 205 0.00%
2132 SBA COMMUNICATIONS CORP NEW 1,707 205 0.00%
2133 COTY INC 11,228 204 0.00%
2134 ZIONS BANCORPORATION 4,844 203 0.00%
2135 HUBSPOT INC 3,333 202 0.00%
2136 ADVISORSHARES TR 11,121 202 0.00%
2137 NATIXIS ETF TR 4,950 202 0.00%
2138 CST BRANDS INC 4,210 202 0.00%
2139 Wisdomtree Emerging Etf 5,383 202 0.00%
2140 iShares Morningstar Small-Cap Growth 1,318 202 0.00%
2141 AGRIUM INC 2,106 201 0.00%
2142 SPDR S&P EMERGING MARKETS SMALL CAP ETF 4,422 201 0.00%
2143 LANNET INC 9,010 201 0.00%
2144 FOUR CORNERS PPTY TR INC 8,819 201 0.00%
2145 TELEDYNE TECHNOLOGIES INC 1,593 201 0.00%
2146 SINGAPORE 8,815 201 0.00%
2147 TEJON RANCH CO 9,150 200 0.00%
2148 ING GROEP N V 13,248 200 0.00%
2149 WisdomTree Europe Hedged SmallCap Eq ETF 7,079 200 0.00%
2150 PACER FDS TR 7,692 200 0.00%
Page 43 of 49