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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
501 ETF MANAGERS TR 133,205 3,932 0.03%
502 GOLDMAN SACHS ETF TR 84,044 3,932 0.03%
503 DTE ENERGY CO 38,467 3,928 0.03%
504 WILLIAMS COS INC DEL 132,380 3,917 0.03%
505 AMEREN CORP 71,583 3,908 0.03%
506 ISHARES INC 75,840 3,906 0.03%
507 SPDR SER TR 28,074 3,906 0.03%
508 ZIMMER BIOMET HLDGS INC 31,856 3,890 0.03%
509 CANADIAN NATL RY CO 52,364 3,871 0.03%
510 POWERSHARES ETF TRUST 207,223 3,867 0.03%
511 FREEPORT-MCMORAN INC 288,139 3,850 0.03%
512 CLAYMORE EXCHANGE TRD FD TR 122,984 3,821 0.03%
513 AMERISOURCEBERGEN CORP 42,979 3,804 0.03%
514 NUVEEN AMT FREE MUN CR INC F 259,863 3,799 0.03%
515 VEREIT INC 445,412 3,781 0.03%
516 CUBESMART 144,848 3,760 0.03%
517 ISHARES 103,303 3,755 0.03%
518 SPDR SER TR 54,110 3,752 0.03%
519 WILLIAMS SONOMA INC 69,643 3,734 0.03%
520 JOHN HANCOCK EXCHANGE TRADED 132,578 3,729 0.02%
521 KITE RLTY GROUP TR 171,775 3,693 0.02%
522 BROOKFIELD ASSET MGMT INC 100,914 3,679 0.02%
523 CIGNA CORPORATION 25,085 3,675 0.02%
524 CONSTELLATION BRANDS INC 22,635 3,669 0.02%
525 EATON VANCE CORP 80,878 3,636 0.02%
526 CENTRAL FD CDA LTD 281,872 3,625 0.02%
527 WISDOMTREE TR 112,482 3,623 0.02%
528 POWERSHARES GLOBAL ETF FD 163,674 3,609 0.02%
529 KEYCORP NEW 202,320 3,597 0.02%
530 MAIN STREET CAPITAL CORP 93,782 3,589 0.02%
531 NBT BANCORP INC COM 96,383 3,573 0.02%
532 ISHARES TR 51,084 3,550 0.02%
533 MAIDEN HOLDINGS LTD 253,101 3,543 0.02%
534 FIRST TR EXCHANGE TRADED FD 144,371 3,541 0.02%
535 CLAYMORE EXCHANGE TRD FD TR 85,024 3,520 0.02%
536 MICROCHIP TECHNOLOGY INC. 47,705 3,520 0.02%
537 WISDOMTREE TR 99,277 3,502 0.02%
538 ISHARES TR 38,890 3,467 0.02%
539 PIMCO DYNMIC CREDIT AND MRT 161,526 3,463 0.02%
540 VANGUARD SCOTTSDALE FDS 53,801 3,460 0.02%
541 ISHARES TR 22,886 3,454 0.02%
542 FIRST TR EXCHANGE TRADED FD 54,392 3,395 0.02%
543 EDISON INTL 42,218 3,361 0.02%
544 VALLEY NATL BANCORP 283,786 3,349 0.02%
545 COGNIZANT TECHNOLOGY SOLUTIO 55,905 3,327 0.02%
546 RYDEX ETF TRUST 24,532 3,327 0.02%
547 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 97,023 3,325 0.02%
548 CME GROUP INC 27,878 3,312 0.02%
549 VANGUARD MUN BD FDS 65,106 3,297 0.02%
550 BAXTER INTL INC 62,815 3,258 0.02%
Page 11 of 49