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FIRST TR EXCHANGE TRADED
FIRST TR EXCHANGE TRADED. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 75 Institutional holders with a total value of $376,698,720.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,341,435 83,732,000 22.23%
2 WELLS FARGO & COMPANY/MN 928,398 57,950,000 15.38%
3 BANK OF AMERICA CORP /DE/ 749,084 46,758,000 12.41%
4 LPL Financial LLC 444,419 27,741,000 7.36%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 273,406 17,066,000 4.53%
6 Raymond James Financial Services Advisors, Inc. 207,304 12,940,000 3.44%
7 GOLDMAN SACHS GROUP INC 203,346 12,693,000 3.37%
8 NAVELLIER & ASSOCIATES INC 190,924 11,917,000 3.16%
9 RAYMOND JAMES & ASSOCIATES 176,210 10,999,000 2.92%
10 ENVESTNET ASSET MANAGEMENT INC 151,241 9,441,000 2.51%
11 ROYAL BANK OF CANADA 146,350 9,135,000 2.43%
12 CITIGROUP INC 133,621 8,341,000 2.21%
13 CREDIT SUISSE AG/ 90,926 5,676,000 1.51%
14 Janney Montgomery Scott LLC 88,555 5,528,000 1.47%
15 AMERIPRISE FINANCIAL INC 65,421 4,084,000 1.08%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 59,487 3,713,000 0.99%
17 Commonwealth Equity Services, Inc 54,392 3,395,000 0.90%
18 HighTower Advisors, LLC 54,010 3,373,000 0.90%
19 Cambridge Investment Research Advisors, Inc. 48,050 2,999,000 0.80%
20 Beaumont Financial Partners, LLC 42,487 2,652,000 0.70%
21 CITADEL ADVISORS LLC 40,997 2,559,000 0.68%
22 STIFEL FINANCIAL CORP 36,428 2,275,000 0.60%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,406 2,268,000 0.60%
24 BB&T SECURITIES, LLC 34,090 2,127,000 0.56%
25 SG Americas Securities, LLC 32,768 2,045,000 0.54%
26 WOLVERINE TRADING LP /BD 32,376 2,027,000 0.54%
27 OLD NATIONAL BANCORP /IN/ 31,180 1,946,000 0.52%
28 HL FINANCIAL SERVICES LLC 23,879 1,491,000 0.40%
29 Prospera Financial Services Inc 17,968 1,117,000 0.30%
30 First Allied Advisory Services, Inc. 17,834 1,110,000 0.29%
31 PNC FINANCIAL SERVICES GROUP, INC. 17,173 1,072,000 0.28%
32 Hilltop Holdings Inc. 16,983 1,060,000 0.28%
33 IFC Holdings Incorporated/FL 16,032 999,000 0.27%
34 D.A. DAVIDSON & CO. 15,897 992,000 0.26%
35 OPPENHEIMER & CO INC 15,819 987,000 0.26%
36 JPMORGAN CHASE & CO 14,561 910,000 0.24%
37 WAYNE HUMMER INVESTMENTS L.L.C. 14,066 878,000 0.23%
38 Creative Planning 13,500 843,000 0.22%
39 SUNTRUST BANKS INC 13,253 828,000 0.22%
40 RAYMOND JAMES TRUST N.A. 12,136 757,000 0.20%
41 Regal Investment Advisors LLC 8,769 547,000 0.15%
42 SII INVESTMENTS INC/WI 8,673 541,000 0.14%
43 Tower Research Capital LLC (TRC) 8,550 534,000 0.14%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 8,275 517,000 0.14%
45 MARINER INDEPENDENT ADVISOR NETWORK, LLC 8,200 512,000 0.14%
46 Atria Investments, Inc 7,944 496,000 0.13%
47 STEPHENS INC /AR/ 7,858 490,000 0.13%
48 US BANCORP \DE\ 7,484 467,000 0.12%
49 Cetera Advisor Networks LLC 7,167 446,000 0.12%
50 VOYA FINANCIAL ADVISORS, INC. 6,702 419,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.