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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
551 GOLDMAN SACHS ETF TR 107,596 3,225 0.02%
552 EOG RES INC 32,963 3,216 0.02%
553 MARATHON PETE CORP 63,634 3,216 0.02%
554 ISHARES TR 25,523 3,214 0.02%
555 PARKER HANNIFIN CORP 20,012 3,208 0.02%
556 BRINKER INTL INC 71,987 3,165 0.02%
557 MATTEL INC 123,564 3,164 0.02%
558 HEXCEL CORP NEW COM 57,979 3,163 0.02%
559 VANGUARD WORLD FD 46,037 3,155 0.02%
560 BARD C R INC 12,661 3,147 0.02%
561 BEST BUY INC 63,864 3,139 0.02%
562 DOUBLELINE INCOME SOLUTIONS 156,426 3,139 0.02%
563 VANGUARD ADMIRAL FDS INC 26,455 3,125 0.02%
564 PALO ALTO NETWORKS INC 27,610 3,111 0.02%
565 PROSHARES TR 230,420 3,099 0.02%
566 COLONY NORTHSTAR A 239,832 3,096 0.02%
567 INTERNATIONAL BANCSHARES CORP COM 87,315 3,091 0.02%
568 Enterprise Bancorp Inc Mass 88,121 3,063 0.02%
569 APACHE CORP 59,563 3,061 0.02%
570 NUVEEN S&P 500 BUY-WRITE INC 230,718 3,057 0.02%
571 WGL HLDGS INC COM 37,021 3,055 0.02%
572 AMERICAN FINL GROUP INC OHIO 31,999 3,053 0.02%
573 HP INC 170,514 3,049 0.02%
574 SPDR S&P 600 SMALL CAP VALUE ETF 25,715 3,035 0.02%
575 SNAP ON INC 17,898 3,019 0.02%
576 UGI CORP NEW 61,065 3,017 0.02%
577 GABELLI EQUITY TR INC 501,544 2,994 0.02%
578 HARTFORD FINL SVCS GROUP INC 61,958 2,978 0.02%
579 CLAYMORE EXCHANGE TRD FD TR 140,186 2,976 0.02%
580 XYLEM INC 58,939 2,960 0.02%
581 FIRST TR EXCHANGE TRADED FD 70,035 2,944 0.02%
582 ISHARES TR 29,948 2,942 0.02%
583 ISHARES TR 88,306 2,932 0.02%
584 LAM RESEARCH CORP 22,753 2,921 0.02%
585 OWENS & MINOR INC NEW 83,939 2,904 0.02%
586 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 54,880 2,899 0.02%
587 MAXIM INTEGR 64,076 2,881 0.02%
588 SCHWAB U.S. LARGE-CAP VALUE ETF 57,624 2,863 0.02%
589 AMERICAN INTL GROUP INC 45,752 2,856 0.02%
590 NOVO-NORDISK A S 83,297 2,855 0.02%
591 CHIPOTLE MEXICAN GRILL INC 6,387 2,846 0.02%
592 UNDER ARMOUR INC 155,279 2,842 0.02%
593 LEGGETT &PLATT INC 56,284 2,832 0.02%
594 LINCOLN NATL CORP IND 43,241 2,830 0.02%
595 CVB FINL CORP COM 127,991 2,827 0.02%
596 CONAGRA BRANDS INC 69,928 2,821 0.02%
597 ROYAL BK CDA MONTREAL QUE 38,656 2,818 0.02%
598 COHEN STEERS CLOSED END OP 226,970 2,815 0.02%
599 STATE STR CORP 35,352 2,814 0.02%
600 HOLOGIC INC 65,939 2,806 0.02%
Page 12 of 49