Dark
Light
System
Security
SPDR S&P 600 SMALL CAP VALUE ETF
SPDR S&P 600 SMALL CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 112 Institutional holders with a total value of $488,779,782.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Engines Advisors L.L.C. 1,647,441 194,463,000 39.79%
2 BANK OF AMERICA CORP /DE/ 512,841 60,535,000 12.38%
3 Financial Management Professionals, Inc. 365,140 43,565,000 8.91%
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 262,972 30,714,000 6.28%
5 LPL Financial LLC 109,941 12,728,000 2.60%
6 KRILOGY FINANCIAL LLC 89,770 10,684,000 2.19%
7 HighTower Advisors, LLC 87,991 10,370,000 2.12%
8 HENGEHOLD CAPITAL MANAGEMENT LLC 79,398 9,372,000 1.92%
9 WELLS FARGO & COMPANY/MN 75,855 8,954,000 1.83%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,166 7,338,000 1.50%
11 AMERIPRISE FINANCIAL INC 48,839 5,755,000 1.18%
12 Tradewinds Capital Management, LLC 37,313 4,404,000 0.90%
13 Raymond James Financial Services Advisors, Inc. 32,253 3,807,000 0.78%
14 FAS Wealth Partners, Inc. 31,571 3,727,000 0.76%
15 DENVER INVESTMENT ADVISORS LLC 29,176 3,444,000 0.70%
16 MARIETTA WEALTH MANAGEMENT, LLC 28,548 3,370,000 0.69%
17 CARNICK & KUBIK GROUP, LLC 27,702 3,270,000 0.67%
18 CITADEL ADVISORS LLC 27,274 3,219,000 0.66%
19 PRING TURNER CAPITAL GROUP INC 26,905 3,176,000 0.65%
20 MOISAND FITZGERALD TAMAYO, LLC 26,789 3,162,000 0.65%
21 Commonwealth Equity Services, Inc 25,715 3,035,000 0.62%
22 PINNACLE FINANCIAL PARTNERS INC 24,451 2,886,000 0.59%
23 Traynor Capital Management, Inc. 23,786 2,821,000 0.58%
24 MORGAN STANLEY 22,384 2,642,000 0.54%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,783 2,571,000 0.53%
26 JANE STREET GROUP, LLC 20,151 2,379,000 0.49%
27 FIRST AMERICAN TRUST, FSB 19,973 2,358,000 0.48%
28 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 19,936 2,353,000 0.48%
29 FINANCIAL COUNSELORS INC 18,337 2,164,000 0.44%
30 GHP Investment Advisors, Inc. 18,172 2,145,000 0.44%
31 UBS Group AG 14,632 1,727,000 0.35%
32 Cambridge Investment Research Advisors, Inc. 13,636 1,610,000 0.33%
33 CAPTRUST FINANCIAL ADVISORS 13,463 1,589,000 0.33%
34 J.P. Morgan Private Wealth Advisors LLC 13,383 1,580,000 0.32%
35 PINNACLE FAMILY ADVISORS, LLC 12,934 1,527,000 0.31%
36 ASSET DEDICATION, LLC 12,239 1,440,000 0.29%
37 MCADAM, LLC 12,161 1,436,000 0.29%
38 BUCKINGHAM STRATEGIC WEALTH, LLC 11,730 1,385,000 0.28%
39 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 10,856 1,281,000 0.26%
40 Bernicke Wealth Management, Ltd. 10,613 1,253,000 0.26%
41 Atria Investments, Inc 9,532 1,125,000 0.23%
42 Carroll Financial Associates, Inc. 9,478 1,118,000 0.23%
43 Atlas Brown,Inc. 9,278 1,095,000 0.22%
44 Bank of New York Mellon Corp 9,076 1,071,000 0.22%
45 MANAGED ACCOUNT SERVICES INC 9,039 1,067,000 0.22%
46 VOYA FINANCIAL ADVISORS, INC. 8,912 1,041,000 0.21%
47 ProVise Management Group, LLC 8,740 1,032,000 0.21%
48 One Capital Management, LLC 8,610 1,016,000 0.21%
49 KALOS MANAGEMENT, INC. 8,509 1,004,000 0.21%
50 BLUESKY WEALTH ADVISORS, LLC 7,920 935,000 0.19%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.