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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 96 Institutional holders with a total value of $362,757,643.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,755,170 73,769,000 20.34%
2 MORGAN STANLEY 1,301,890 54,719,000 15.08%
3 UBS Group AG 614,601 25,832,000 7.12%
4 MILLENNIUM MANAGEMENT LLC 386,100 16,228,000 4.47%
5 BANK OF AMERICA CORP /DE/ 375,558 15,785,000 4.35%
6 Astor Investment Management LLC 365,793 15,374,000 4.24%
7 LPL Financial LLC 327,798 13,676,000 3.77%
8 RAYMOND JAMES & ASSOCIATES 322,118 13,539,000 3.73%
9 NAVELLIER & ASSOCIATES INC 287,363 12,078,000 3.33%
10 ENVESTNET ASSET MANAGEMENT INC 264,246 11,107,000 3.06%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 243,514 10,235,000 2.82%
12 FINANCIAL ENHANCEMENT GROUP LLC 211,603 8,894,000 2.45%
13 Janney Montgomery Scott LLC 188,146 7,908,000 2.18%
14 HOCHMAN COLE INVESTMENT ADVISORS, INC. 186,247 7,828,000 2.16%
15 Shamrock Asset Management LLC 145,790 6,128,000 1.69%
16 GLOBAL FINANCIAL PRIVATE CAPITAL, INC 113,781 4,782,000 1.32%
17 ROYAL BANK OF CANADA 102,317 4,300,000 1.19%
18 STIFEL FINANCIAL CORP 99,594 4,188,000 1.15%
19 SignalPoint Asset Management, LLC 95,524 4,015,000 1.11%
20 D.A. DAVIDSON & CO. 82,943 3,486,000 0.96%
21 Commonwealth Equity Services, Inc 70,035 2,944,000 0.81%
22 Beaumont Financial Partners, LLC 63,099 2,652,000 0.73%
23 HL FINANCIAL SERVICES LLC 58,384 2,454,000 0.68%
24 JANE STREET GROUP, LLC 52,587 2,210,000 0.61%
25 GOLDMAN SACHS GROUP INC 50,001 2,102,000 0.58%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 49,772 2,092,000 0.58%
27 Atria Investments, Inc 46,891 1,971,000 0.54%
28 Raymond James Financial Services Advisors, Inc. 46,015 1,934,000 0.53%
29 BAROMETER CAPITAL MANAGEMENT INC. 45,700 1,921,000 0.53%
30 STEPHENS INC /AR/ 45,468 1,911,000 0.53%
31 CORNERSTONE WEALTH MANAGEMENT, LLC 39,423 1,629,000 0.45%
32 LEVEL FOUR ADVISORY SERVICES, LLC 37,596 1,556,000 0.43%
33 WAYNE HUMMER INVESTMENTS L.L.C. 36,674 1,541,000 0.42%
34 SUNTRUST BANKS INC 35,231 1,481,000 0.41%
35 AMERIPRISE FINANCIAL INC 32,503 1,366,000 0.38%
36 First Horizon Advisors, Inc. 22,734 969,000 0.27%
37 BAIRD FINANCIAL GROUP, INC. 22,841 960,000 0.26%
38 Jaffetilchin Investment Partners, LLC 21,721 913,000 0.25%
39 PINNACLE FAMILY ADVISORS, LLC 20,250 851,000 0.23%
40 IFP ADVISORS, INC 19,774 831,000 0.23%
41 VOYA FINANCIAL ADVISORS, INC. 18,799 788,000 0.22%
42 ADVISOR GROUP, INC. 18,629 784,000 0.22%
43 OPPENHEIMER & CO INC 18,302 769,000 0.21%
44 HighTower Advisors, LLC 18,250 768,000 0.21%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,614 685,000 0.19%
46 CAPTRUST FINANCIAL ADVISORS 15,540 653,000 0.18%
47 CITADEL ADVISORS LLC 15,228 640,000 0.18%
48 US BANCORP \DE\ 14,246 599,000 0.17%
49 Creative Planning 14,000 588,000 0.16%
50 Cambridge Investment Research Advisors, Inc. 13,573 570,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.