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NUVEEN S&P 500 BUY-WRITE COM
NUVEEN S&P 500 BUY-WRITE COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 48 Institutional holders with a total value of $206,279,867.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 7,902,475 104,708,000 50.76%
2 Invesco Ltd. 1,101,906 14,601,000 7.08%
3 WELLS FARGO & COMPANY/MN 1,087,108 14,404,000 6.98%
4 BANK OF AMERICA CORP /DE/ 638,510 8,460,000 4.10%
5 GUGGENHEIM CAPITAL LLC 532,516 7,056,000 3.42%
6 LPL Financial LLC 529,430 7,041,000 3.41%
7 STIFEL FINANCIAL CORP 375,383 4,978,000 2.41%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 373,004 4,942,000 2.40%
9 Cetera Advisor Networks LLC 258,647 3,433,000 1.66%
10 Advisors Asset Management, Inc. 253,308 3,356,000 1.63%
11 Commonwealth Equity Services, Inc 230,718 3,057,000 1.48%
12 COHEN & STEERS, INC. 195,968 2,597,000 1.26%
13 1832 Asset Management L.P. 190,076 2,523,000 1.22%
14 Financial Sense Advisors, Inc. 165,932 2,199,000 1.07%
15 RAYMOND JAMES & ASSOCIATES 160,197 2,123,000 1.03%
16 Cambridge Investment Research Advisors, Inc. 156,204 2,070,000 1.00%
17 AMERIPRISE FINANCIAL INC 152,877 2,026,000 0.98%
18 ROYAL BANK OF CANADA 136,140 1,803,000 0.87%
19 BANK OF NOVA SCOTIA 125,336 1,661,000 0.81%
20 VICUS CAPITAL 122,127 1,618,000 0.78%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 111,378 1,476,000 0.72%
22 Apriem Advisors 99,018 1,312,000 0.64%
23 FIRST FINANCIAL EQUITY CORPORATION 90,239 1,201,000 0.58%
24 Raymond James Financial Services Advisors, Inc. 90,128 1,194,000 0.58%
25 CITIGROUP INC 89,432 1,185,000 0.57%
26 TRUST DEPARTMENT MB FINANCIAL BANK N A 56,998 755,000 0.37%
27 Janney Montgomery Scott LLC 51,138 678,000 0.33%
28 MML INVESTORS SERVICES, INC. 41,623 552,000 0.27%
29 Bank of New York Mellon Corp 37,625 498,000 0.24%
30 Thomas J. Herzfeld Advisors, Inc. 33,624 446,000 0.22%
31 Cetera Advisors LLC 25,329 334,000 0.16%
32 Sigma Planning Corp 25,141 333,000 0.16%
33 GOLDMAN SACHS GROUP INC 16,813 223,000 0.11%
34 HL FINANCIAL SERVICES LLC 16,471 218,000 0.11%
35 MARCO INVESTMENT MANAGEMENT LLC 15,766 209,000 0.10%
36 HighTower Advisors, LLC 15,485 205,000 0.10%
37 NORTHERN TRUST CORP 14,809 196,000 0.10%
38 M&T BANK CORP 13,410 178,000 0.09%
39 US BANCORP \DE\ 10,368 137,000 0.07%
40 PNC FINANCIAL SERVICES GROUP, INC. 7,203 96,000 0.05%
41 Creative Planning 4,193 56,000 0.03%
42 CITY HOLDING CO 4,250 56,000 0.03%
43 WFG Advisors, LP 2,250 30,000 0.01%
44 MassMutual Private Wealth & Trust, FSB 1,863 24,685 0.01%
45 D.A. DAVIDSON & CO. 790 10,000 0.00%
46 SECURITY NATIONAL TRUST CO 758 10,000 0.00%
47 SONORA INVESTMENT MANAGEMENT, LLC 542 7,182 0.00%
48 FIFTH THIRD BANCORP 289 4,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.