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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
51 ALAMOS GOLD INC NEW 37,517 301 0.00%
52 ALASKA AIR GROUP INC 15,452 1,425 0.01%
53 ALASKA COMMUNICATIONS SYS GR 16,925 31 0.00%
54 ALBEMARLE CORP 3,620 382 0.00%
55 ALCOA CORP 40,143 1,381 0.01%
56 ALEXANDER & BALDWIN INC NEW COM 5,372 239 0.00%
57 ALEXION PHARMACEUTIC 3,203 388 0.00%
58 ALIBABA GROUP HLDG LTD 116,028 12,511 0.08%
59 ALIGN TECHNOLOGY INC 3,172 364 0.00%
60 ALKERMES PLC 4,216 247 0.00%
61 ALLEGHENY TECHNOLOGIES INC 22,112 397 0.00%
62 ALLEGION PUB LTD CO 3,705 280 0.00%
63 ALLERGAN PLC 38,882 9,290 0.06%
64 ALLETE INC COM NEW 5,296 359 0.00%
65 ALLIANCE DATA SYSTEMS CORP 3,250 809 0.01%
66 ALLIANCEBERNSTEIN GLOBAL HIG 100,453 1,264 0.01%
67 ALLIANCEBERNSTEIN HLDG L P 34,686 793 0.01%
68 ALLIANCEBERNSTEIN NATL MUN I 81,266 1,087 0.01%
69 ALLIANT ENERGY CORP 65,155 2,581 0.02%
70 ALLIANZGI CONV INCOME FD I 320,719 1,940 0.01%
71 ALLIANZGI CONV & INCOME FD 301,756 2,040 0.01%
72 ALLIANZGI DIVIDEND INT PRM 113,537 1,463 0.01%
73 ALLSCRIPTS HEALTHCARE SOLUTN 21,567 273 0.00%
74 ALLSTATE CORP 78,318 6,382 0.04%
75 ALNYLAM PHARMACEUTICALS INC 6,404 328 0.00%
76 ALON USA PARTNERS LP 18,280 167 0.00%
77 ALPHABET INC 44,142 36,618 0.25%
78 ALPHABET INC 48,197 40,861 0.27%
79 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 22,687 130 0.00%
80 ALPINE TOTAL DYNAMIC DIVID F 25,486 211 0.00%
81 ALPS ETF TR 1,062,675 13,507 0.09%
82 ALPS ETF TR 293,208 12,593 0.08%
83 ALPS ETF TR 9,132 235 0.00%
84 ALPS ETF TR 72,292 1,854 0.01%
85 ALPS ETF TR 9,106 574 0.00%
86 ALPS ETF TRUST U S EQUITY HIGH VOLATILITY 37,291 724 0.00%
87 ALTRIA GROUP INC 1,248,790 89,189 0.60%
88 AMARIN CORP PLC 27,716 89 0.00%
89 AMAZON COM INC 73,056 64,767 0.43%
90 AMBARELLA INC 31,845 1,742 0.01%
91 AMBEV SA 20,873 120 0.00%
92 AMEDISYS INC COM 4,028 206 0.00%
93 AMER STATES WTR CO 56,341 2,496 0.02%
94 AMERCO 865 330 0.00%
95 AMEREN CORP 71,583 3,908 0.03%
96 AMERICA FIRST MULTIFAMILY IN 31,911 179 0.00%
97 AMERICA MOVIL SAB DE CV 107,019 1,516 0.01%
98 AMERICAN AIRLS GROUP INC 51,347 2,172 0.01%
99 AMERICAN CAMPUS CMNTYS INC 5,659 269 0.00%
100 AMERICAN EAGLE OUTFITTERS NE 13,535 190 0.00%
Page 2 of 49