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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 16 Institutional holders with a total value of $48,108,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 479,698 30,211,000 62.80%
2 MORGAN STANLEY 151,928 9,569,000 19.89%
3 WELLS FARGO & COMPANY/MN 30,097 1,896,000 3.94%
4 AMERIPRISE FINANCIAL INC 23,884 1,504,000 3.13%
5 LPL Financial LLC 22,315 1,399,000 2.91%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,456 1,162,000 2.42%
7 Commonwealth Equity Services, Inc 9,106 574,000 1.19%
8 FIRST FINANCIAL EQUITY CORPORATION 8,352 525,000 1.09%
9 Bank of New York Mellon Corp 4,647 293,000 0.61%
10 Raymond James Financial Services Advisors, Inc. 4,406 278,000 0.58%
11 RAYMOND JAMES & ASSOCIATES 4,224 266,000 0.55%
12 ROCKLAND TRUST CO 3,761 237,000 0.49%
13 ROYAL BANK OF CANADA 2,710 171,000 0.36%
14 PNC FINANCIAL SERVICES GROUP, INC. 318 20,000 0.04%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 40 3,000 0.01%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.