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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
351 ISHARES INC 11,879 225 0.00%
352 UNITED STATES COMMODITY INDEX FUND 5,765 226 0.00%
353 POWERSHARES ETF TR II 9,391 226 0.00%
354 INFOSYS LTD 14,315 226 0.00%
355 SPDR INDEX SHS FDS 4,848 227 0.00%
356 EMCOR GROUP INC 3,601 227 0.00%
357 DIREXION SHS ETF TR 12,118 228 0.00%
358 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 4,794 228 0.00%
359 ISHARES CORE MSCI EUROPE ETF 5,200 229 0.00%
360 TEKLA HEALTHCARE OPPORTUNITI 13,153 229 0.00%
361 FORTIS INC 6,898 229 0.00%
362 TAILORED BRANDS INC COM 15,319 229 0.00%
363 WABTEC CORP 2,953 230 0.00%
364 MORGAN STANLEY TRUSTS 12,945 231 0.00%
365 TESORO LOGISTICS LP 4,250 231 0.00%
366 ABIOMED INC 1,848 231 0.00%
367 WATTS WATER TECHNOLOGIES INC 3,728 232 0.00%
368 FLY LEASING LTD SPONSORED ADR 17,700 232 0.00%
369 CARA THERAPEUTICS INC 12,624 232 0.00%
370 BLACKROCK ENHANCED INTL DIV 40,219 233 0.00%
371 FULLER H B CO 4,539 234 0.00%
372 YAMANA GOLD INC 84,745 234 0.00%
373 NUVEEN CORE EQUITY ALPHA FD 16,766 234 0.00%
374 CINEMARK HOLDINGS INC 5,305 235 0.00%
375 ALPS ETF TR 9,132 235 0.00%
376 ISHARES INC 10,336 235 0.00%
377 STUDENT TRANSN INC 40,107 235 0.00%
378 HEALTHCARE RLTY TR 7,239 235 0.00%
379 SAN JUAN BASIN RTY TR 32,432 235 0.00%
380 FLEXSHARES NATURAL RESOURCES ETF 7,970 235 0.00%
381 ENSTAR GROUP LIMITED COM 1,230 235 0.00%
382 S & T BANCORP INC COM 6,826 236 0.00%
383 HD SUPPLY 5,732 236 0.00%
384 DENTSPLY SIRONA INC 3,772 236 0.00%
385 BROCADE COMMUNICATIONS SYS I 18,915 236 0.00%
386 TWILIO INC 8,161 236 0.00%
387 SKECHERS U S A INC 8,646 237 0.00%
388 BLACKROCK MUN INCOME TR 17,005 237 0.00%
389 ALEXANDER & BALDWIN INC NEW COM 5,372 239 0.00%
390 MARRIOTT VACATIONS WORLDWIDE C COM 2,391 239 0.00%
391 SPDR SERIES TRUST 3,965 239 0.00%
392 TENNANT CO COM 3,300 240 0.00%
393 WORKDAY INC 2,885 240 0.00%
394 GLOBAL X FDS 16,245 240 0.00%
395 FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 5,670 241 0.00%
396 BLACKROCK MUNI INCOME TR II 16,190 241 0.00%
397 DELPHI AUTOMOTIVE PLC 3,009 242 0.00%
398 CREDIT SUISSE HIGH YIELD BD 90,656 242 0.00%
399 ISHARES US & INTL HIGH YIELD CORPORATE BOND ETF 4,907 242 0.00%
400 COCA COLA CONS INC COM 1,181 243 0.00%
Page 8 of 49