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SPDR S&P SEMICONDUCTOR
SPDR S&P SEMICONDUCTOR . Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 48 Institutional holders with a total value of $151,778,153.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 340,780 20,559,000 13.55%
2 RAYMOND JAMES & ASSOCIATES 337,264 20,347,000 13.41%
3 BANK OF AMERICA CORP /DE/ 310,696 18,744,000 12.35%
4 BANK OF MONTREAL /CAN/ 221,980 13,392,000 8.82%
5 Raymond James Financial Services Advisors, Inc. 186,570 11,256,000 7.42%
6 WELLS FARGO & COMPANY/MN 175,709 10,600,000 6.98%
7 LPL Financial LLC 147,065 8,787,000 5.79%
8 SG Americas Securities, LLC 132,708 8,006,000 5.27%
9 HighTower Advisors, LLC 57,377 3,456,000 2.28%
10 GOLDMAN SACHS GROUP INC 57,106 3,445,000 2.27%
11 BAROMETER CAPITAL MANAGEMENT INC. 51,900 3,131,000 2.06%
12 CITIGROUP INC 50,000 3,017,000 1.99%
13 CITADEL ADVISORS LLC 45,292 2,732,000 1.80%
14 TWO SIGMA SECURITIES, LLC 38,237 2,307,000 1.52%
15 STEPHENS INC /AR/ 36,771 2,218,000 1.46%
16 STIFEL FINANCIAL CORP 36,432 2,169,000 1.43%
17 VICUS CAPITAL 32,128 1,938,000 1.28%
18 SUNTRUST BANKS INC 30,795 1,858,000 1.22%
19 FIRST FINANCIAL EQUITY CORPORATION 23,317 1,400,000 0.92%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,599 1,363,000 0.90%
21 AMERIPRISE FINANCIAL INC 21,100 1,264,000 0.83%
22 MARINER INDEPENDENT ADVISOR NETWORK, LLC 20,381 1,230,000 0.81%
23 ROYAL BANK OF CANADA 17,708 1,068,000 0.70%
24 Concert Wealth Management Inc. 17,297 968,000 0.64%
25 Virtu Financial LLC 14,738 889,000 0.59%
26 CREDIT SUISSE AG/ 13,372 807,000 0.53%
27 DAVENPORT & Co LLC 13,904 780,153 0.51%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 11,021 665,000 0.44%
29 Livingston Group Asset Management CO (operating as Southport Capital Management) 8,523 514,000 0.34%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,400 326,000 0.21% Put
31 VOYA FINANCIAL ADVISORS, INC. 5,126 308,000 0.20%
32 Tower Research Capital LLC (TRC) 5,083 307,000 0.20%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,000 302,000 0.20% Call
34 PNC FINANCIAL SERVICES GROUP, INC. 4,909 296,000 0.20%
35 Dorsey Wright & Associates 4,834 292,000 0.19%
36 BB&T SECURITIES, LLC 4,700 283,000 0.19%
37 WOLVERINE TRADING LP /BD 4,200 254,000 0.17% Put
38 Commonwealth Equity Services, Inc 3,965 239,000 0.16%
39 Sandy Spring Bank 1,663 100,000 0.07%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,076 65,000 0.04%
41 CUTLER GROUP LLC / CA 700 42,000 0.03%
42 SIMPLEX TRADING, LLC 577 34,000 0.02%
43 North Star Investment Management Corp. 200 12,000 0.01%
44 FIFTH THIRD BANCORP 64 4,000 0.00%
45 JPMORGAN CHASE & CO 40 2,000 0.00%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 36 2,000 0.00%
47 Parallax Volatility Advisers, L.P. 2 0 0.00%
48 CUTLER GROUP LLC / CA 1,100 0 0.00% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.