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NUVEEN CORE EQUITY ALPHA FD
NUVEEN CORE EQUITY ALPHA FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 36 Institutional holders with a total value of $50,340,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 675,996 9,417,000 18.71%
2 Shaker Financial Services, LLC 545,042 7,592,000 15.08%
3 Advisors Asset Management, Inc. 448,515 6,248,000 12.41%
4 RAYMOND JAMES & ASSOCIATES 252,454 3,517,000 6.99%
5 GUGGENHEIM CAPITAL LLC 230,402 3,209,000 6.37%
6 UBS Group AG 211,608 2,948,000 5.86%
7 CITIGROUP INC 174,975 2,437,000 4.84%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 172,939 2,409,000 4.79%
9 Invesco Ltd. 158,757 2,211,000 4.39%
10 BANK OF AMERICA CORP /DE/ 121,187 1,688,000 3.35%
11 LPL Financial LLC 112,937 1,563,000 3.10%
12 Jacobus Wealth Management, Inc. 59,865 834,000 1.66%
13 AUSDAL FINANCIAL PARTNERS, INC. 54,943 765,000 1.52%
14 WELLS FARGO & COMPANY/MN 54,244 756,000 1.50%
15 BANK OF NOVA SCOTIA 42,152 587,000 1.17%
16 MORGAN STANLEY 31,502 439,000 0.87%
17 Laurion Capital Management LP 31,002 432,000 0.86%
18 ALLEGIS INVESTMENT ADVISORS, LLC 30,294 422,000 0.84%
19 BRINKER CAPITAL INC 27,626 385,000 0.76%
20 Raymond James Financial Services Advisors, Inc. 26,063 363,000 0.72%
21 ADVISOR GROUP, INC. 23,227 323,000 0.64%
22 AMERIPRISE FINANCIAL INC 18,400 256,000 0.51%
23 ROYAL BANK OF CANADA 18,189 253,000 0.50%
24 Commonwealth Equity Services, Inc 16,766 234,000 0.46%
25 FineMark National Bank & Trust 15,940 222,000 0.44%
26 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13,371 186,000 0.37%
27 IFC Holdings Incorporated/FL 11,356 158,000 0.31%
28 GENEOS WEALTH MANAGEMENT INC. 9,365 130,000 0.26%
29 PNC FINANCIAL SERVICES GROUP, INC. 7,889 109,000 0.22%
30 Creative Planning 6,111 85,000 0.17%
31 Thomas J. Herzfeld Advisors, Inc. 4,772 66,000 0.13%
32 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3,900 54,000 0.11%
33 Advisory Services Network, LLC 1,437 20,000 0.04%
34 IFP ADVISORS, INC 757 11,000 0.02%
35 People's United Financial, Inc. 575 8,000 0.02%
36 WEBSTER BANK, N. A. 200 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.