Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
401 CITRIX SYS INC 6,866 573 0.00%
402 CLAYMORE ETF GUGGENHEIM MID-CAP 17,387 1,012 0.01%
403 CLAYMORE ETF GUGGENHEIM ULTRA SHORT 26,478 1,331 0.01%
404 CLAYMORE EXCHANGE TRD FD TR 6,955 358 0.00%
405 CLAYMORE EXCHANGE TRD FD TR 85,024 3,520 0.02%
406 CLAYMORE EXCHANGE TRD FD TR 32,845 680 0.00%
407 CLAYMORE EXCHANGE TRD FD TR 122,984 3,821 0.03%
408 CLAYMORE EXCHANGE TRD FD TR 53,401 1,208 0.01%
409 CLAYMORE EXCHANGE TRD FD TR 68,169 1,435 0.01%
410 CLAYMORE EXCHANGE TRD FD TR 30,311 641 0.00%
411 CLAYMORE EXCHANGE TRD FD TR 16,409 262 0.00%
412 CLAYMORE EXCHANGE TRD FD TR 71,682 1,533 0.01%
413 CLAYMORE EXCHANGE TRD FD TR 140,186 2,976 0.02%
414 CLAYMORE EXCHANGE TRD FD TR 82,000 1,741 0.01%
415 CLAYMORE EXCHANGE TRD FD TR 109,938 2,709 0.02%
416 CLAYMORE EXCHANGE TRD FD TR 49,686 1,217 0.01%
417 CLAYMORE EXCHANGE TRD FD TR 239,594 6,069 0.04%
418 CLAYMORE EXCHANGE TRD FD TR 78,553 2,019 0.01%
419 CLAYMORE EXCHANGE TRD FD TR 11,588 290 0.00%
420 CLEAN ENERGY FUELS CORPORATION COM 82,606 211 0.00%
421 CLEAN HARBORS INC 7,054 392 0.00%
422 CLEARBRIDGE AMERN ENERG MLP FD 15,138 150 0.00%
423 CLEARBRIDGE ENERGY MLP FD INCORPORATED 58,040 971 0.01%
424 CLEARBRIDGE ENERGY MLP TR FD 13,233 180 0.00%
425 CLIFFS NAT RES INC 44,108 362 0.00%
426 CLOROX CO DEL 116,208 15,668 0.10%
427 CLOUD PEAK ENERGY INC COM 22,423 103 0.00%
428 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 44,200 455 0.00%
429 CME GROUP INC 27,878 3,312 0.02%
430 CMS ENERGY CORP 58,719 2,627 0.02%
431 CNOOC LTD 2,051 246 0.00%
432 COACH INC 44,509 1,840 0.01%
433 COCA COLA CO 1,230,999 52,244 0.35%
434 COCA COLA CONS INC COM 1,181 243 0.00%
435 COCA COLA EUROPEAN PARTNERS 5,551 209 0.00%
436 COGNEX CORP 6,655 559 0.00%
437 COGNIZANT TECHNOLOGY SOLUTIO 55,905 3,327 0.02%
438 COHEN STEERS CLOSED END OP 226,970 2,815 0.02%
439 COHEN STEERS SELECT PFD 10,266 272 0.00%
440 COHEN STEERS TOTAL RETURN 175,640 2,164 0.01%
441 COHEN & STEERS GLOBAL INCORPORATED BLDR 11,784 108 0.00%
442 COHEN & STEERS INFRASTRUCTUR 41,755 900 0.01%
443 COHEN & STEERS QUALITY RLTY 73,420 902 0.01%
444 COHEN & STEERS REIT & PFD IN 54,088 1,047 0.01%
445 COLGATE PALMOLIVE CO 255,589 18,707 0.13%
446 COLLEGIUM PHARMACEUTICAL INC COM 18,391 185 0.00%
447 COLONY CAP INC 25,000 25 0.00%
448 COLONY NORTHSTAR A 239,832 3,096 0.02%
449 COLUMBIA BKG SYS INC COM 5,283 206 0.00%
450 COLUMBIA ETF TR II 53,241 1,321 0.01%
Page 9 of 49