| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
5,585,656 |
57,476,000 |
24.36% |
|
|
| 2 |
Saba Capital Management, L.P. |
5,454,549 |
56,127,000 |
23.79% |
|
|
| 3 |
BANK OF AMERICA CORP /DE/ |
3,109,267 |
31,994,000 |
13.56% |
|
|
| 4 |
LAZARD ASSET MANAGEMENT LLC |
1,311,201 |
13,492,000 |
5.72% |
|
|
| 5 |
1607 Capital Partners, LLC |
1,261,070 |
12,976,000 |
5.50% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
810,059 |
8,336,000 |
3.53% |
|
|
| 7 |
Advisors Asset Management, Inc. |
760,704 |
7,828,000 |
3.32% |
|
|
| 8 |
MORGAN STANLEY |
724,991 |
7,461,000 |
3.16% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
546,885 |
5,627,000 |
2.38% |
|
|
| 10 |
GUGGENHEIM CAPITAL LLC |
428,515 |
4,410,000 |
1.87% |
|
|
| 11 |
CORNERSTONE ADVISORS INC |
417,435 |
4,295,000 |
1.82% |
|
|
| 12 |
Zuckerman Investment Group, LLC |
398,772 |
4,103,000 |
1.74% |
|
|
| 13 |
SIT INVESTMENT ASSOCIATES INC |
368,910 |
3,796,000 |
1.61% |
|
|
| 14 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
262,368 |
2,700,000 |
1.14% |
|
|
| 15 |
Invesco Ltd. |
212,306 |
2,185,000 |
0.93% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
166,084 |
1,709,000 |
0.72% |
|
|
| 17 |
COHEN & STEERS, INC. |
158,088 |
1,627,000 |
0.69% |
|
|
| 18 |
Bulldog Investors, LLP |
127,970 |
1,317,000 |
0.56% |
|
|
| 19 |
MILLENNIUM MANAGEMENT LLC |
114,137 |
1,174,000 |
0.50% |
|
|
| 20 |
ROYAL BANK OF CANADA |
111,367 |
1,146,000 |
0.49% |
|
|
| 21 |
BRINKER CAPITAL INC |
110,127 |
1,133,000 |
0.48% |
|
|
| 22 |
Thomas J. Herzfeld Advisors, Inc. |
83,243 |
857,000 |
0.36% |
|
|
| 23 |
Global Endowment Management, LP |
60,000 |
617,000 |
0.26% |
|
|
| 24 |
OPPENHEIMER & CO INC |
50,636 |
521,000 |
0.22% |
|
|
| 25 |
PNC FINANCIAL SERVICES GROUP, INC. |
47,788 |
493,000 |
0.21% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
44,200 |
455,000 |
0.19% |
|
|
| 27 |
CARDAN CAPITAL PARTNERS, LLC |
24,959 |
257,000 |
0.11% |
|
|
| 28 |
Janney Montgomery Scott LLC |
24,150 |
249,000 |
0.11% |
|
|
| 29 |
UBS Group AG |
21,877 |
225,000 |
0.10% |
|
|
| 30 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
19,959 |
205,000 |
0.09% |
|
|
| 31 |
STIFEL FINANCIAL CORP |
19,477 |
197,000 |
0.08% |
|
|
| 32 |
STEWARD PARTNERS INVESTMENT ADVISORY, LLC |
18,697 |
192,000 |
0.08% |
|
|
| 33 |
ADVISOR GROUP, INC. |
18,400 |
189,000 |
0.08% |
|
|
| 34 |
Raymond James Financial Services Advisors, Inc. |
17,456 |
180,000 |
0.08% |
|
|
| 35 |
Virtu KCG Holdings LLC |
11,549 |
119,000 |
0.05% |
|
|
| 36 |
LPL Financial LLC |
10,681 |
109,000 |
0.05% |
|
|
| 37 |
BALDWIN WEALTH PARTNERS LLC/MA |
8,000 |
82,000 |
0.03% |
|
|
| 38 |
Creative Planning |
3,000 |
31,000 |
0.01% |
|
|
| 39 |
IFP ADVISORS, INC |
2,228 |
23,000 |
0.01% |
|
|
| 40 |
EDGE ADVISORS, LLC |
1,020 |
10,000 |
0.00% |
|
|
| 41 |
PENSERRA CAPITAL MANAGEMENT LLC |
727 |
7,000 |
0.00% |
|
|
| 42 |
TRUST CO OF VERMONT |
300 |
3,000 |
0.00% |
|
|
| 43 |
LBA Wealth Management, LLC |
225 |
2,000 |
0.00% |
|
PRN |
| 44 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
200 |
2,000 |
0.00% |
|
|
| 45 |
SEVENBRIDGE FINANCIAL GROUP, LLC |
119 |
1,000 |
0.00% |
|
|
| 46 |
INTEGRATED INVESTMENT CONSULTANTS, LLC |
0 |
0 |
0.00% |
|
|
