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Institutional Investment Manager
SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. (CIK: 0001335644), located at 40 King St.West, Scotia Plaza 33rd Floor, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 793 holdings with a total value of $6,265,708,000.
#
Name
Shares
Value ($)
%
Options
Notes
751 Turquoise Hill Resources Ltd 53,462 171,000 0.00%
752 BARRICK GOLD CORP 10,000 164,000 0.00% Call
753 ING GROEP N V 11,505 162,000 0.00%
754 XENON PHARMACEUTICALS INC 20,818 160,000 0.00%
755 GENWORTH FINL INC 41,734 159,000 0.00%
756 NOVAGOLD RES INC 34,354 157,000 0.00%
757 TASEKO MINES LTD 179,554 154,000 0.00%
758 YAMANA GOLD INC 50,000 140,000 0.00% Call
759 ARCELORMITTAL SA LUXEMBOURG 18,700 137,000 0.00%
760 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 35,962 132,000 0.00%
761 SPROTT PHYSICAL GOLD TRUST UNIT 13,630 128,000 0.00%
762 JUST ENERGY GROUP INC 22,000 120,000 0.00% Call
763 DOMINION DIAMOND CORP 12,238 118,000 0.00%
764 CLAYMORE EXCHANGE TRD FD TR 10,000 114,000 0.00%
765 SIRIUS XM HOLDINGS INC 25,288 113,000 0.00%
766 BANCO BILBAO VIZCAYA ARGENTA 14,902 101,000 0.00%
767 BANCO SANTANDER SA ADR SPONSORED 18,450 96,000 0.00%
768 AEGON N V 16,658 92,000 0.00%
769 ALAMOS GOLD INC NEW 13,339 91,000 0.00%
770 ARBUTUS BIOPHARMA 35,500 87,000 0.00%
771 TRANSALTA CORP 15,000 85,000 0.00% Call
772 FIRST MAJESTIC SILVER CORP 10,888 83,000 0.00%
773 BIOAMBER INC 14,850 82,000 0.00%
774 PRIMERO MNG CORP 100,626 79,000 0.00%
775 POINTS INTL LTD COM NEW 10,497 79,000 0.00%
776 CONCORDIA INTERNATIONAL CORP COM 32,361 69,000 0.00%
777 ADVANTAGE OIL & GAS LTD 10,000 69,000 0.00% Call
778 ARALEZ PHARMACEUTICALS INC 15,274 67,000 0.00%
779 DENISON MINES CORP 123,015 64,000 0.00%
780 AMBEV SA 12,435 61,000 0.00%
781 WI-LAN INC 37,269 61,000 0.00%
782 NOKIA CORP 12,424 60,000 0.00%
783 BIOTIME INC 14,550 53,000 0.00%
784 ASANKO GOLD INC 16,600 51,000 0.00% Call
785 Jones Energy Inc 10,000 50,000 0.00%
786 B2GOLD CORP 21,049 50,000 0.00%
787 BELLATRIX EXPLORATION LTD 50,242 48,000 0.00%
788 LLOYDS BANKING GROUP PLC 12,000 37,000 0.00%
789 INTERNATIONAL TOWER HILL MIN 62,600 34,000 0.00%
790 NANOVIRICIDES INC 16,300 17,000 0.00%
791 WESTPORT FUEL SYSTEMS INC 14,395 16,000 0.00%
792 SPHERE 3D CORP NEW 37,500 11,000 0.00%
793 TRILOGY METALS INC NEW COM 13,641 6,000 0.00%
Page 16 of 16

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001335382-17-000002, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.