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TRANSALTA CORP
TRANSALTA CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 94 Institutional holders with a total value of $768,643,133.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 22,203,614 122,119,000 15.89%
2 CIBC Asset Management Inc 14,556,379 80,549,000 10.48%
3 BANK OF MONTREAL /CAN/ 14,754,201 80,410,000 10.46%
4 BROOKFIELD Corp /ON/ 14,007,164 77,510,000 10.08%
5 CIBC WORLD MARKET INC. 9,670,291 53,187,000 6.92%
6 CREDIT SUISSE AG/ 8,639,448 47,517,000 6.18%
7 TD ASSET MANAGEMENT INC 8,284,299 45,899,000 5.97%
8 VANGUARD GROUP INC 5,336,391 29,350,000 3.82%
9 VERTEX ONE ASSET MANAGEMENT INC. 4,648,600 25,755,000 3.35%
10 MACKENZIE FINANCIAL CORP 4,602,752 25,426,000 3.31%
11 TORONTO DOMINION BANK 3,875,752 21,447,000 2.79%
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,076,156 16,919,000 2.20%
13 MORGAN STANLEY 2,975,079 16,363,000 2.13%
14 Polar Asset Management Partners Inc. 2,821,300 15,517,000 2.02%
15 CANADA PENSION PLAN INVESTMENT BOARD 2,371,400 13,139,000 1.71%
16 PUBLIC SECTOR PENSION INVESTMENT BOARD 1,905,815 10,559,000 1.37%
17 Scheer, Rowlett & Associates Investment Management Ltd. 1,541,451 8,540,000 1.11%
18 BANK OF NOVA SCOTIA 1,453,469 8,043,000 1.05%
19 BANK OF AMERICA CORP /DE/ 1,382,328 7,604,000 0.99%
20 ROYAL BANK OF CANADA 1,000,000 5,500,000 0.72% Call
21 Alberta Investment Management Corp 659,400 4,899,000 0.64%
22 DEUTSCHE BANK AG\ 693,180 3,811,000 0.50%
23 DIMENSIONAL FUND ADVISORS LP 636,825 3,503,000 0.46%
24 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 627,681 3,467,000 0.45%
25 D. E. Shaw & Co., Inc. 622,542 3,442,000 0.45%
26 RENAISSANCE TECHNOLOGIES LLC 598,741 3,298,000 0.43%
27 Legal & General Group Plc 584,984 3,243,000 0.42%
28 INTACT INVESTMENT MANAGEMENT INC. 435,800 3,228,000 0.42%
29 SCOTIA CAPITAL INC. 580,472 3,208,000 0.42%
30 RUSSELL INVESTMENTS GROUP, LTD. 578,374 3,192,000 0.42%
31 Swiss National Bank 476,700 2,636,000 0.34%
32 TORONTO DOMINION BANK 378,600 2,095,000 0.27% Call
33 ACADIAN ASSET MANAGEMENT LLC 290,900 1,612,000 0.21%
34 UBS Group AG 260,954 1,435,000 0.19%
35 Connor, Clark & Lunn Investment Management Ltd. 250,500 1,388,000 0.18%
36 Invesco Ltd. 225,048 1,238,000 0.16%
37 CITIGROUP INC 207,665 1,151,000 0.15%
38 TWO SIGMA INVESTMENTS, LP 169,695 938,000 0.12%
39 Advisors Asset Management, Inc. 120,439 662,000 0.09%
40 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 119,149 660,000 0.09%
41 VEGA ENERGY GP, LLC 102,393 563,000 0.07%
42 Aperio Group, LLC 101,916 561,000 0.07%
43 Allianz Asset Management GmbH 94,858 526,000 0.07%
44 PCJ Investment Counsel Ltd. 85,000 471,000 0.06%
45 PDT Partners, LLC 82,580 458,000 0.06%
46 DekaBank Deutsche Girozentrale 66,410 366,000 0.05%
47 GOLDMAN SACHS GROUP INC 56,200 309,000 0.04%
48 CANADA LIFE ASSURANCE Co 53,591 299,000 0.04%
49 TORONTO DOMINION BANK 51,800 287,000 0.04% Put
50 SCOTIA CAPITAL INC. 47,000 266,000 0.03% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.