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Institutional Investment Manager
Clearbridge Investments, LLC
Clearbridge Investments, LLC (CIK: 0001348883), located at One Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 1,116 holdings with a total value of $86,360,490,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 BARRICK GOLD CORP 150 1,000 0.00%
2 3-D SYS CORP DEL 100 1,000 0.00%
3 SANCHEZ ENERGY CORP COM 100 1,000 0.00%
4 POTBELLY CORP 104 1,000 0.00%
5 CLIFFS NAT RES INC 400 1,000 0.00%
6 PDL BIOPHARMA INC 101 1,000 0.00%
7 APPLIED MICRO CIRCUITS ORD 158 1,000 0.00%
8 AMARIN CORP PLC 296 1,000 0.00%
9 PENNANTPARK INVT CORP 109 1,000 0.00%
10 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 3,912 1,000 0.00%
11 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 232 1,000 0.00%
12 ENZO BIOCHEM INC 329 1,000 0.00%
13 WIPRO LIMITED SPON ADR 1 SH 105 1,000 0.00%
14 RAYONIER ADVANCED MATLS INC COM 103 1,000 0.00%
15 CIVEO CORP CDA 160 1,000 0.00%
16 California Resources Corp 200 1,000 0.00%
17 ADVANCED MICRO DEVICES INC 600 2,000 0.00%
18 WESTERN ASSET MANAGED MUNS F 112 2,000 0.00%
19 SRC ENERGY INC 266 2,000 0.00%
20 TELEFONICA S A 189 2,000 0.00%
21 STRATASYS LTD 100 2,000 0.00%
22 HUGOTON RTY TR TEX 1,000 2,000 0.00%
23 OASIS PETE INC NEW 247 2,000 0.00%
24 NCR CORP NEW 102 2,000 0.00%
25 NOKIA CORP 435 3,000 0.00%
26 NBT BANCORP INC COM 100 3,000 0.00%
27 TERADATA CORP DEL 102 3,000 0.00%
28 ENERGIZER HLDGS INC NEW COM 100 3,000 0.00%
29 ITUS CORP 1,000 3,000 0.00%
30 ISHARES GOLD TRUST 300 3,000 0.00%
31 NYMOX PHARMACEUTICAL CORP 1,000 3,000 0.00%
32 J ALEXANDERS HLDGS INC COM 234 3,000 0.00%
33 AIMMUNE THERAPEUTICS INC COM 200 4,000 0.00%
34 SAN JUAN BASIN RTY TR 1,000 4,000 0.00%
35 SMITH & NEPHEW PLC 120 4,000 0.00%
36 VOYA EMERGING MKTS HIGH DIVI 500 4,000 0.00%
37 ISHARES INC 103 4,000 0.00%
38 PLUG POWER INC 2,000 4,000 0.00%
39 TIMKENSTEEL CORPORATION COM 500 4,000 0.00%
40 BOSTON SCIENTIFIC CORP 236 4,000 0.00%
41 YELP INC 183 5,000 0.00%
42 AMERICAN EAGLE OUTFITTERS NE 300 5,000 0.00%
43 KEYSIGHT TECHNOLOGIES INC COM 172 5,000 0.00%
44 QLIK TECHNOLOGIES INC COM 170 5,000 0.00%
45 BABCOCK & WILCOX ENTERPRIS INC COM 250 5,000 0.00%
46 FRONTIER COMMUNICATIONS CORP 1,160 5,000 0.00%
47 DBX ETF TR 195 5,000 0.00%
48 BAKER HUGHES INC 131 6,000 0.00%
49 Patterson UTI Energy Inc Com 428 6,000 0.00%
50 DELTA AIRLINES INC DEL 109 6,000 0.00%
Page 1 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-052656, filed 2016.02.16). and New Holdings filing (0001140361-16-058837, filed 2016.03.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.