| 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
2,767,439 |
19,760,000 |
33.38% |
|
|
| 2 |
1607 Capital Partners, LLC |
1,964,502 |
14,537,000 |
24.55% |
|
|
| 3 |
MORGAN STANLEY |
449,214 |
3,324,000 |
5.61% |
|
|
| 4 |
Karpus Management, Inc. |
409,260 |
3,029,000 |
5.12% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
409,103 |
3,028,000 |
5.11% |
|
|
| 6 |
CORNERSTONE ADVISORS INC |
348,441 |
2,578,000 |
4.35% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
307,484 |
2,273,000 |
3.84% |
|
|
| 8 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
259,288 |
1,919,000 |
3.24% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
258,442 |
1,912,000 |
3.23% |
|
|
| 10 |
UBS Group AG |
235,368 |
1,742,000 |
2.94% |
|
|
| 11 |
AMERIPRISE FINANCIAL INC |
195,129 |
1,444,000 |
2.44% |
|
|
| 12 |
Advisors Asset Management, Inc. |
151,605 |
1,122,000 |
1.90% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
50,968 |
377,000 |
0.64% |
|
|
| 14 |
BAIRD FINANCIAL GROUP, INC. |
38,782 |
287,000 |
0.48% |
|
|
| 15 |
SG Americas Securities, LLC |
30,962 |
229,000 |
0.39% |
|
|
| 16 |
RAYMOND JAMES & ASSOCIATES |
30,533 |
226,000 |
0.38% |
|
|
| 17 |
PNC FINANCIAL SERVICES GROUP, INC. |
24,150 |
179,000 |
0.30% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
24,035 |
178,000 |
0.30% |
|
|
| 19 |
ROBLE, BELKO & COMPANY, INC |
23,238 |
172,000 |
0.29% |
|
|
| 20 |
Cordasco Financial Network |
21,410 |
158,000 |
0.27% |
|
|
| 21 |
Weiss Asset Management LP |
19,095 |
141,000 |
0.24% |
|
|
| 22 |
BOOTHBAY FUND MANAGEMENT, LLC |
18,256 |
135,000 |
0.23% |
|
|
| 23 |
Squarepoint Ops LLC |
12,700 |
94,000 |
0.16% |
|
|
| 24 |
LPL Financial LLC |
12,344 |
89,000 |
0.15% |
|
|
| 25 |
HighTower Advisors, LLC |
11,401 |
85,000 |
0.14% |
|
|
| 26 |
ROYAL BANK OF CANADA |
9,908 |
73,000 |
0.12% |
|
|
| 27 |
CITIGROUP INC |
7,700 |
57,000 |
0.10% |
|
|
| 28 |
Creative Planning |
4,067 |
30,000 |
0.05% |
|
|
| 29 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,167 |
9,000 |
0.02% |
|
|
| 30 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
800 |
6,000 |
0.01% |
|
|
| 31 |
Clearbridge Investments, LLC |
500 |
4,000 |
0.01% |
|
|
| 32 |
NEXT Financial Group, Inc |
500 |
3,000 |
0.01% |
|
|
| 33 |
MSI Financial Services Inc |
350 |
3,000 |
0.01% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
154 |
1,000 |
0.00% |
|
|
