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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 595 holdings with a total value of $1,336,426,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 YUM BRANDS INC 3,240 203,000 0.02%
52 ISHARES TR 1,441 204,000 0.02%
53 NUVEEN MUN VALUE FD INC 21,380 204,000 0.02%
54 S&P GLOBAL INC 1,900 205,000 0.02%
55 ISHARES TR 2,172 206,000 0.02%
56 WHITESTONE REIT 14,383 207,000 0.02%
57 SPDR SER TR 4,357 208,000 0.02%
58 SELECT SECTOR SPDR TR 4,331 210,000 0.02%
59 CONTINENTAL RESOURE 4,100 211,000 0.02%
60 Albany Molecular 11,210 211,000 0.02%
61 LIBERTY ALL STAR EQUITY FD 40,982 211,000 0.02%
62 KITE RLTY GROUP TR 9,139 214,000 0.02%
63 LIFE STORAGE INC 2,473 214,000 0.02%
64 AMERICAN ELEC PWR INC 3,399 214,000 0.02%
65 POWERSHARES ETF TRUST 2,144 214,000 0.02%
66 ISHARES TR 1,759 215,000 0.02%
67 ISHARES U S ETF TR 4,284 216,000 0.02%
68 POWERSHARES ETF TRUST 8,868 217,000 0.02%
69 GENERAL MTRS CO 6,265 217,000 0.02%
70 LUMEN TECHNOLOGIES INC 9,268 219,000 0.02%
71 HANCOCK JOHN PFD INCOME FD I 12,382 220,000 0.02%
72 ALPS ETF TR 6,233 221,000 0.02%
73 VANGUARD ADMIRAL FDS INC 2,065 224,000 0.02%
74 ISHARES TR 2,868 224,000 0.02%
75 PIMCO CORPORATE INCM STRG 15,245 225,000 0.02%
76 SUNCOR ENERGY INC NEW 6,964 226,000 0.02%
77 VANGUARD WORLD FD 2,976 227,000 0.02%
78 WISDOMTREE TR 2,858 229,000 0.02%
79 SCHWAB U.S. LARGE-CAP GROWTH ETF 4,105 229,000 0.02%
80 NUVEEN AMT FREE MUN CR INC F 15,864 229,000 0.02%
81 MARKEL CORP 254 229,000 0.02%
82 FIRST TR EXCHANGE TRADED FD 4,678 234,000 0.02%
83 GREENBRIER COS INC 5,613 234,000 0.02%
84 BROADCOM LTD 1,332 234,000 0.02%
85 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 2,222 234,000 0.02%
86 POWERSHARES ETF TRUST 13,098 235,000 0.02%
87 BIOGEN INC 827 236,000 0.02%
88 ISHARES TR 9,300 236,000 0.02%
89 SEAGATE TECHNOLOGY PLC 6,196 237,000 0.02%
90 ALLERGAN PLC 1,130 237,000 0.02%
91 SMUCKER J M CO 1,849 237,000 0.02%
92 ISHARES TR 1,586 240,000 0.02%
93 WESTAR ENERGY 4,284 242,000 0.02%
94 SPDR S&P MIDCAP 400 ETF TR 804 243,000 0.02%
95 DAVITA INC 3,787 243,000 0.02%
96 PROSHARES TR 4,866 245,000 0.02%
97 TEVA PHARMACEUTICAL INDS LTD 6,714 245,000 0.02%
98 BECTON DICKINSON & CO 1,490 246,000 0.02%
99 SCHWAB U.S. BROAD MARKET ETF 4,553 246,000 0.02%
100 VAIL RESORTS INC 1,530 247,000 0.02%
Page 2 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000520, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.