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PIMCO CORPORATE INCM STRG
PIMCO CORPORATE INCM STRG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 59 Institutional holders with a total value of $52,855,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CORNERSTONE FINANCIAL PARTNERS, LLC 607,225 8,972,000 16.97%
2 BESSEMER GROUP INC 452,837 6,693,000 12.66%
3 UBS Group AG 275,424 4,071,000 7.70%
4 GUGGENHEIM CAPITAL LLC 213,853 3,161,000 5.98%
5 Invesco Ltd. 211,705 3,129,000 5.92%
6 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 203,480 3,007,000 5.69%
7 LPL Financial LLC 166,991 2,488,000 4.71%
8 MORGAN STANLEY 158,011 2,335,000 4.42%
9 Wunderlich Capital Managemnt 137,233 2,028,000 3.84%
10 BANK OF AMERICA CORP /DE/ 97,451 1,440,000 2.72%
11 ADVISORY RESEARCH INC 94,980 1,404,000 2.66%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 87,732 1,298,000 2.46%
13 Commonwealth Equity Services, Inc 78,037 1,153,000 2.18%
14 WELLS FARGO & COMPANY/MN 73,999 1,094,000 2.07%
15 NATIONAL PLANNING CORP 55,303 868,000 1.64%
16 INVESTMENT CENTERS OF AMERICA INC 51,489 761,000 1.44%
17 NWAM LLC 50,131 741,000 1.40%
18 ADVISOR GROUP, INC. 49,128 727,000 1.38%
19 CETERA INVESTMENT ADVISERS 46,852 691,000 1.31%
20 First Allied Advisory Services, Inc. 32,950 487,000 0.92%
21 SHEETS SMITH WEALTH MANAGEMENT 32,350 478,000 0.90%
22 MSI Financial Services Inc 31,430 465,000 0.88%
23 Cambridge Investment Research Advisors, Inc. 29,458 435,000 0.82%
24 AMERIPRISE FINANCIAL INC 28,098 415,000 0.79%
25 Stratos Wealth Partners, LTD. 27,469 406,000 0.77%
26 Raymond James Financial Services Advisors, Inc. 25,874 382,000 0.72%
27 AHRENS INVESTMENT PARTNERS LLC 24,100 356,000 0.67%
28 PNC FINANCIAL SERVICES GROUP, INC. 20,350 301,000 0.57%
29 Traynor Capital Management, Inc. 19,048 296,000 0.56%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 15,408 228,000 0.43%
31 SII INVESTMENTS INC/WI 15,245 225,000 0.43%
32 Horizon Kinetics LLC 14,747 218,000 0.41%
33 Squarepoint Ops LLC 14,200 210,000 0.40%
34 ROYAL BANK OF CANADA 13,707 202,000 0.38%
35 PLANNING ALTERNATIVES LTD /ADV 12,250 181,000 0.34%
36 SUNTRUST BANKS INC 11,270 166,000 0.31%
37 BOSTON ADVISORS LLC 10,425 154,000 0.29%
38 Bank of New York Mellon Corp 10,298 152,000 0.29%
39 IFP ADVISORS, INC 8,810 130,000 0.25%
40 FIRST PREMIER BANK 8,617 127,000 0.24%
41 WFG Advisors, LP 7,250 107,000 0.20%
42 Creative Planning 7,000 103,000 0.19%
43 SYNOVUS FINANCIAL CORP 5,611 83,000 0.16%
44 BANK OF MONTREAL /CAN/ 5,000 74,000 0.14%
45 ALPHA OMEGA WEALTH MANAGEMENT LLC 4,600 68,000 0.13%
46 Brick & Kyle, Associates 4,375 65,000 0.12%
47 ENTERPRISE FINANCIAL SERVICES CORP 3,650 54,000 0.10%
48 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 3,014 45,000 0.09%
49 D.A. DAVIDSON & CO. 2,500 36,000 0.07%
50 GENEOS WEALTH MANAGEMENT INC. 2,159 31,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.