| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 8,401,517 | 43,352,000 | 14.47% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 7,373,428 | 38,047,000 | 12.70% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 5,003,303 | 25,817,000 | 8.62% | ||
| 4 | MORGAN STANLEY | 3,679,237 | 18,985,000 | 6.34% | ||
| 5 | Advisors Asset Management, Inc. | 2,317,234 | 11,957,000 | 3.99% | ||
| 6 | WELLS FARGO & COMPANY/MN | 2,288,462 | 11,809,000 | 3.94% | ||
| 7 | Saba Capital Management, L.P. | 2,138,809 | 11,036,000 | 3.68% | ||
| 8 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,132,285 | 11,003,000 | 3.67% | ||
| 9 | CORNERSTONE ADVISORS INC | 1,862,733 | 9,612,000 | 3.21% | ||
| 10 | 1607 Capital Partners, LLC | 1,710,322 | 8,825,000 | 2.95% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 1,355,706 | 6,995,000 | 2.33% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,323,951 | 6,832,000 | 2.28% | ||
| 13 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,152,200 | 5,945,000 | 1.98% | ||
| 14 | Bulldog Investors, LLP | 1,059,826 | 5,469,000 | 1.83% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 1,053,338 | 5,435,000 | 1.81% | ||
| 16 | 1832 Asset Management L.P. | 892,933 | 4,608,000 | 1.54% | ||
| 17 | CITIGROUP INC | 828,401 | 4,275,000 | 1.43% | ||
| 18 | Shaker Financial Services, LLC | 816,921 | 4,215,000 | 1.41% | ||
| 19 | CLOUGH CAPITAL PARTNERS L P | 805,493 | 4,156,000 | 1.39% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 766,404 | 3,955,000 | 1.32% | ||
| 21 | MILLENNIUM MANAGEMENT LLC | 733,763 | 3,786,000 | 1.26% | ||
| 22 | Ancora Advisors LLC | 673,693 | 3,476,000 | 1.16% | ||
| 23 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 587,258 | 3,027,000 | 1.01% | ||
| 24 | Laurion Capital Management LP | 534,408 | 2,758,000 | 0.92% | ||
| 25 | AQR ARBITRAGE LLC | 469,637 | 2,423,000 | 0.81% | ||
| 26 | BANK OF NOVA SCOTIA | 448,122 | 2,312,000 | 0.77% | ||
| 27 | Arete Wealth Advisors, LLC | 401,942 | 2,074,000 | 0.69% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 384,444 | 1,983,000 | 0.66% | ||
| 29 | LPL Financial LLC | 355,767 | 1,868,000 | 0.62% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 353,696 | 1,826,000 | 0.61% | ||
| 31 | Gramercy Funds Management LLC | 353,935 | 1,826,000 | 0.61% | ||
| 32 | GEODE CAPITAL MANAGEMENT, LLC | 334,238 | 1,724,000 | 0.58% | ||
| 33 | DOLIVER ADVISORS, LP | 291,672 | 1,505,000 | 0.50% | ||
| 34 | Cetera Advisor Networks LLC | 267,697 | 1,387,000 | 0.46% | ||
| 35 | Oxbow Advisors, LLC | 260,068 | 1,342,000 | 0.45% | ||
| 36 | WEDBUSH SECURITIES INC | 246,700 | 1,273,000 | 0.42% | ||
| 37 | BANK OF AMERICA CORP /DE/ | 222,189 | 1,146,000 | 0.38% | ||
| 38 | BRINKER CAPITAL INC | 211,795 | 1,093,000 | 0.36% | ||
| 39 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 196,470 | 1,014,000 | 0.34% | ||
| 40 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 185,996 | 960,000 | 0.32% | ||
| 41 | ROYAL BANK OF CANADA | 180,032 | 929,000 | 0.31% | ||
| 42 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 175,733 | 907,000 | 0.30% | ||
| 43 | MARINER INVESTMENT GROUP LLC | 170,363 | 879,000 | 0.29% | ||
| 44 | Ionic Capital Management LLC | 169,202 | 873,000 | 0.29% | ||
| 45 | Zuckerman Investment Group, LLC | 160,258 | 827,000 | 0.28% | ||
| 46 | Invesco Ltd. | 148,945 | 769,000 | 0.26% | ||
| 47 | Curi Capital, LLC | 115,317 | 595,000 | 0.20% | ||
| 48 | Weiss Asset Management LP | 113,828 | 587,000 | 0.20% | ||
| 49 | Global Endowment Management, LP | 112,619 | 581,000 | 0.19% | ||
| 50 | OPPENHEIMER & CO INC | 103,867 | 536,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
