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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 27 Institutional holders with a total value of $44,849,229.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 167,607 8,385,000 18.70%
2 LPL Financial LLC 158,314 7,939,000 17.70%
3 ADVISOR GROUP, INC. 151,878 7,598,000 16.94%
4 MSI Financial Services Inc 72,701 3,637,000 8.11%
5 RPG FAMILY WEALTH ADVISORY, LLC 49,116 2,457,229 5.48%
6 Raymond James Financial Services Advisors, Inc. 45,986 2,301,000 5.13%
7 Virtu KCG Holdings LLC 33,075 1,655,000 3.69%
8 First Allied Advisory Services, Inc. 31,934 1,598,000 3.56%
9 ADVANTAGE INVESTMENT MANAGEMENT, LLC 29,606 1,481,000 3.30%
10 STIFEL FINANCIAL CORP 27,514 1,379,000 3.07%
11 IFC Holdings Incorporated/FL 17,367 868,000 1.94%
12 D.A. DAVIDSON & CO. 14,600 730,000 1.63%
13 RAYMOND JAMES & ASSOCIATES 13,473 674,000 1.50%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,229 662,000 1.48%
15 WFG Advisors, LP 7,772 630,000 1.40%
16 NATIONAL PLANNING CORP 11,599 586,000 1.31%
17 Cambridge Investment Research Advisors, Inc. 10,671 534,000 1.19%
18 Janney Montgomery Scott LLC 7,253 363,000 0.81%
19 IFP ADVISORS, INC 6,813 341,000 0.76%
20 NORTHWEST WEALTH MANAGEMENT, LLC 5,302 265,000 0.59%
21 SII INVESTMENTS INC/WI 4,678 234,000 0.52%
22 GENEOS WEALTH MANAGEMENT INC. 4,664 233,000 0.52%
23 Commonwealth Equity Services, Inc 4,102 205,000 0.46%
24 NEXT Financial Group, Inc 1,350 68,000 0.15%
25 UBS Group AG 426 21,000 0.05%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 100 5,000 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.