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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
101 BLACKROCK FLOATING RATE INCO 69,324 900 0.17%
102 EATON VANCE LTD DURATION INC 65,588 878 0.17%
103 ARROW ETF TR 46,689 872 0.17%
104 AMERICAN ELEC PWR INC 12,153 856 0.16%
105 UNITED PARCEL SERVICE INC 7,810 844 0.16%
106 BROOKFIELD TOTAL RETURN FD I 36,664 825 0.16%
107 CLAYMORE EXCHANGE TRD FD TR 32,850 815 0.16%
108 VANECK VECTORS ETF TR 39,002 813 0.15%
109 US BANCORP DEL 19,793 798 0.15%
110 POWERSHARES ETF TRUST 55,773 786 0.15%
111 CLAYMORE EXCHANGE TRD FD TR 32,950 780 0.15%
112 VANGUARD STAR FDS 17,477 777 0.15%
113 CLAYMORE EXCHANGE TRD FD TR 32,350 767 0.15%
114 VANGUARD INDEX FDS 8,283 735 0.14%
115 ALPHABET INC 1,036 728 0.14%
116 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 31,413 725 0.14%
117 MEDTRONIC PLC 8,163 707 0.13%
118 VANGUARD TAX-MANAGED FDS 19,718 700 0.13%
119 NETFLIX INC 7,648 695 0.13%
120 POWERSHARES ETF TRUST II 29,905 688 0.13%
121 BLACKSTONE GROUP L P 27,441 673 0.13%
122 PIMCO ETF TR 6,241 670 0.13%
123 SPDR SER TR 15,149 665 0.13%
124 SPDR S&P MIDCAP 400 ETF TR 2,410 655 0.12%
125 SCHLUMBERGER LTD 8,177 649 0.12%
126 WISDOMTREE TR 7,083 645 0.12%
127 VANGUARD INDEX FDS 6,703 642 0.12%
128 HCP INC 17,808 639 0.12%
129 Northstar Realty Fin REIT 55,828 634 0.12%
130 HANCOCK JOHN PFD INCOME FD 27,484 631 0.12%
131 EXELON CORP 17,394 628 0.12%
132 BARCLAYS BANK PLC 24,223 626 0.12%
133 EXPRESS SCRIPTS HLDG CO 8,125 616 0.12%
134 ISHARES TR 7,469 612 0.12%
135 VANGUARD WORLD FDS 5,016 610 0.12%
136 VANGUARD INTL EQUITY INDEX F 14,162 609 0.12%
137 REALTY INCOME CORP 8,650 603 0.11%
138 UNION PAC CORP 6,883 600 0.11%
139 ALPHABET INC 872 600 0.11%
140 PIMCO CORPORATE INCM STRG 38,815 598 0.11%
141 ARES CAPITAL CORP 42,187 597 0.11%
142 NEXTERA ENERGY INC 4,573 597 0.11%
143 PHILLIPS 66 7,476 592 0.11%
144 COSTCO WHSL CORP NEW 3,755 591 0.11%
145 Spectra Energy Corp Com 16,094 589 0.11%
146 NUVEEN FLTNG RTE INCM OPP FD 55,183 566 0.11%
147 GLOBAL X FDS 21,419 549 0.10%
148 VANGUARD BD INDEX FDS 6,559 533 0.10%
149 CLAYMORE EXCHANGE TRD FD TR 22,200 532 0.10%
150 SCHWAB U.S. LARGE-CAP GROWTH ETF 9,956 523 0.10%
Page 3 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD TAX-MANAGED FDS 810,821 28,672 3.22%
2 VANGUARD INDEX FDS 314,561 26,720 3.00%
3 VANGUARD INDEX FDS 233,815 25,091 2.82%
4 SPDR SER TR 257,225 21,573 2.42%
5 ALTRIA GROUP INC 293,509 20,262 2.28%
6 APPLE INC 182,892 17,509 1.97%
7 VANGUARD BD INDEX FDS 203,403 16,496 1.85%
8 AT&T INC 370,080 15,984 1.79%
9 VANGUARD CHARLOTTE FDS 273,579 15,237 1.71%
10 SUMMIT HOTEL PPTYS 1,052,944 13,942 1.57%
11 ISHARES TR 105,451 11,875 1.33%
12 VANGUARD INDEX FDS 124,631 11,027 1.24%
13 VANGUARD INDEX FDS 92,090 10,682 1.20%
14 INVESTORS REAL 1,619,106 10,472 1.18%
15 ISHARES TR 260,953 10,405 1.17%
16 JOHNSON & JOHNSON 82,905 10,028 1.13%
17 EXXON MOBIL CORP 106,155 9,945 1.12%
18 PROCTER AND GAMBLE CO 115,739 9,786 1.10%
19 ISHARES TR 95,611 9,597 1.08%
20 ISHARES TR 82,222 9,585 1.08%
21 VANGUARD LONG TERM BOND ETF 94,182 9,246 1.04%
22 VANGUARD INTL EQUITY INDEX F 240,018 8,441 0.95%
23 ISHARES TR 126,840 8,420 0.95%
24 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 96,977 8,214 0.92%
25 VERIZON COMMUNICATIONS INC 140,429 7,848 0.88%
26 VANGUARD SPECIALIZED FUNDS 94,347 7,829 0.88%
27 VANGUARD BD INDEX FDS 84,907 7,466 0.84%
28 PHILIP MORRIS INTL INC 71,326 7,235 0.81%
29 ISHARES TR 75,588 7,025 0.79%
30 VANGUARD MORTG-BACK SEC ETF 127,873 6,870 0.77%
31 QUANTA SVCS INC 286,422 6,622 0.74%
32 ISHARES TR 56,656 6,509 0.73%
33 ISHARES TR 124,503 6,468 0.73%
34 PFIZER INC 182,401 6,433 0.72%
35 VEREIT 589,494 5,978 0.67%
36 KIMBERLY CLARK CORP 43,418 5,961 0.67%
37 VANGUARD WHITEHALL FDS 82,571 5,897 0.66%
38 ISHARES TR 48,959 5,694 0.64%
39 MDU RES GROUP INC 237,089 5,690 0.64%
40 GENERAL ELECTRIC CO 178,814 5,617 0.63%
41 ISHARES TR 37,478 5,611 0.63%
42 COCA COLA CO 122,295 5,548 0.62%
43 FIRST TR VALUE LINE DIVID INSHS 203,552 5,485 0.62%
44 ISHARES TR 25,632 5,400 0.61%
45 DUKE ENERGY CORP NEW 61,898 5,319 0.60%
46 ISHARES TR 51,228 5,287 0.59%
47 PEPSICO INC 49,711 5,277 0.59%
48 SPDR S&P 500 ETF TR 23,665 4,949 0.56%
49 BERKSHIRE HATHAWAY INC DEL 33,105 4,788 0.54%
50 LOCKHEED MARTIN CORP 19,352 4,779 0.54%
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