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NUVEEN FLTNG RTE INCM OPP FD
NUVEEN FLTNG RTE INCM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 67 Institutional holders with a total value of $91,892,490.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 1,194,429 12,255,000 13.34%
2 MORGAN STANLEY 932,229 9,564,000 10.41%
3 GUGGENHEIM CAPITAL LLC 823,172 8,446,000 9.19%
4 BANK OF AMERICA CORP /DE/ 796,852 8,176,000 8.90%
5 Invesco Ltd. 775,191 7,953,000 8.65%
6 Capital Investment Advisors, LLC 362,281 3,717,000 4.04%
7 Gradient Investments LLC 345,529 3,545,000 3.86%
8 Yorktown Management & Research Co Inc 290,000 2,975,000 3.24%
9 UBS Group AG 275,008 2,822,000 3.07%
10 RIVERNORTH CAPITAL MANAGEMENT, LLC 252,601 2,592,000 2.82%
11 EATON VANCE MANAGEMENT 269,352 2,473,000 2.69%
12 Laurion Capital Management LP 216,051 2,217,000 2.41%
13 WELLS FARGO & COMPANY/MN 205,309 2,106,000 2.29%
14 Stratos Wealth Partners, LTD. 184,048 1,888,000 2.05%
15 CREDIT SUISSE AG/ 177,147 1,817,000 1.98%
16 FIRST FOUNDATION ADVISORS 163,243 1,675,000 1.82%
17 COHEN & STEERS, INC. 158,843 1,630,000 1.77%
18 LPL Financial LLC 142,849 1,471,000 1.60%
19 PROFICIO CAPITAL PARTNERS LLC 119,660 1,273,000 1.39%
20 Kellner Capital, LLC 85,866 881,000 0.96%
21 ProVise Management Group, LLC 85,516 878,000 0.96%
22 Advisors Asset Management, Inc. 80,189 823,000 0.90%
23 Windsor Capital Management, LLC 76,211 781,000 0.85%
24 ROBINSON CAPITAL MANAGEMENT, LLC 71,706 736,000 0.80%
25 Horizon Kinetics LLC 69,576 714,000 0.78%
26 Raymond James Financial Services Advisors, Inc. 68,287 701,000 0.76%
27 INVESTMENT CENTERS OF AMERICA INC 62,559 642,000 0.70%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 52,388 537,000 0.58%
29 BELLWETHER INVESTMENT GROUP, LLC 50,446 518,000 0.56%
30 Oxbow Advisors, LLC 49,656 509,000 0.55%
31 AMERIPRISE FINANCIAL INC 48,204 495,000 0.54%
32 Aviance Capital Partners, LLC 46,714 479,000 0.52%
33 CARNICK & KUBIK GROUP, LLC 34,943 359,000 0.39%
34 ROYAL BANK OF CANADA 31,492 323,000 0.35%
35 ZAZOVE ASSOCIATES LLC 29,447 302,000 0.33%
36 TELEMUS CAPITAL, LLC 29,153 299,000 0.33%
37 B. Riley Wealth Advisors, Inc. 24,494 252,000 0.27%
38 TIEMANN INVESTMENT ADVISORS, LLC 23,622 242,000 0.26%
39 Cambridge Investment Research Advisors, Inc. 20,846 214,000 0.23%
40 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 19,600 201,000 0.22%
41 FDx Advisors, Inc. 18,613 191,000 0.21%
42 OPPENHEIMER & CO INC 18,170 187,000 0.20%
43 Commonwealth Equity Services, Inc 17,485 179,000 0.19%
44 Fiera Capital Corp 16,887 173,000 0.19%
45 Sigma Planning Corp 16,406 168,000 0.18%
46 Annex Advisory Services, LLC 15,300 157,000 0.17%
47 Allen Investment Management, LLC 14,122 145,000 0.16%
48 Virtu KCG Holdings LLC 13,990 144,000 0.16%
49 Carnegie Investment Counsel 13,500 143,000 0.16%
50 SHEAFF BROCK INVESTMENT ADVISORS, LLC 13,400 137,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.