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ETHAN ALLEN INTERIORS INC COM
ETHAN ALLEN INTERIORS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 187 Institutional holders with a total value of $866,619,474.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYCE & ASSOCIATES LP 2,391,151 74,771,000 8.63%
2 VANGUARD GROUP INC 2,322,539 72,625,000 8.38%
3 DISCIPLINED GROWTH INVESTORS INC /MN 2,245,413 70,214,000 8.10%
4 BlackRock Fund Advisors 2,073,109 64,826,000 7.48%
5 FMR LLC 2,057,886 64,351,000 7.43%
6 DIMENSIONAL FUND ADVISORS LP 1,456,803 45,554,000 5.26%
7 LSV ASSET MANAGEMENT 1,399,857 43,773,000 5.05%
8 PRICE T ROWE ASSOCIATES INC /MD/ 1,354,490 42,355,000 4.89%
9 Bank of New York Mellon Corp 873,041 27,300,000 3.15%
10 NORTHERN TRUST CORP 832,757 26,039,000 3.00%
11 BlackRock Institutional Trust Company, N.A. 648,430 20,276,000 2.34%
12 STATE STREET CORP 532,035 16,642,000 1.92%
13 ALLIANCEBERNSTEIN L.P. 481,467 15,055,000 1.74%
14 LORD, ABBETT & CO. LLC 455,033 14,229,000 1.64%
15 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 406,965 12,726,000 1.47%
16 AMERIPRISE FINANCIAL INC 382,545 11,963,000 1.38%
17 STATE OF WISCONSIN INVESTMENT BOARD 381,552 11,931,000 1.38%
18 NORGES BANK 376,725 11,251,000 1.30%
19 MORGAN STANLEY 342,914 10,722,000 1.24%
20 AJO, LP 341,489 10,678,000 1.23%
21 Netols Asset Management, Inc. 228,956 7,159,000 0.83%
22 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 216,624 6,774,000 0.78%
23 EMERALD ACQUISITION LTD. 213,776 6,685,000 0.77%
24 ROYAL BANK OF CANADA 206,601 6,460,000 0.75%
25 GEODE CAPITAL MANAGEMENT, LLC 203,835 6,373,000 0.74%
26 PRINCIPAL FINANCIAL GROUP INC 187,425 5,861,000 0.68%
27 KENNEDY CAPITAL MANAGEMENT LLC 162,657 5,086,000 0.59%
28 BARROW HANLEY MEWHINNEY & STRAUSS LLC 147,508 4,613,000 0.53%
29 Teton Advisors, Inc. 139,129 4,351,000 0.50%
30 Clark Capital Management Group, Inc. 137,078 4,287,000 0.49%
31 AlphaOne Investment Services, LLC 135,026 4,222,000 0.49%
32 D. E. Shaw & Co., Inc. 134,411 4,203,000 0.48%
33 GOLDMAN SACHS GROUP INC 128,455 4,017,000 0.46%
34 BlackRock Investment Management, LLC 104,055 3,254,000 0.38%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 102,588 3,208,000 0.37%
36 GLOBAL ALPHA CAPITAL MANAGEMENT LTD. 100,400 3,140,000 0.36%
37 MENTA CAPITAL LLC 97,771 3,057,000 0.35%
38 TIAA CREF INVESTMENT MANAGEMENT LLC 96,715 3,024,000 0.35%
39 CITADEL ADVISORS LLC 90,937 2,843,000 0.33%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 90,527 2,831,000 0.33%
41 Invesco Ltd. 85,085 2,660,000 0.31%
42 Fisher Asset Management, LLC 83,940 2,625,000 0.30%
43 Shinko Asset Management Co., Ltd. 83,940 2,625,000 0.30%
44 QS Investors, LLC 83,860 2,622,000 0.30%
45 Informed Momentum Co LLC 82,782 2,589,000 0.30%
46 MILLENNIUM MANAGEMENT LLC 74,036 2,315,000 0.27%
47 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 72,798 2,276,000 0.26%
48 SHELL ASSET MANAGEMENT CO 67,345 2,106,000 0.24%
49 Foundry Partners, LLC 66,650 2,084,000 0.24%
50 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 63,200 1,976,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.