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Institutional Investment Manager
Aperio Group, LLC
Aperio Group, LLC (CIK: 0001364615) incorporated in California, located at Three Harbor Drive, Sausalito, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,113 holdings with a total value of $13,069,002,000.
#
Name
Shares
Value ($)
%
Options
Notes
2101 SANOFI SPOND FUNSPONSORED ADR 11,027 45,000 0.00%
2102 CLEAN ENERGY FUELS CORPORATION COM 15,551 44,000 0.00%
2103 RENREN INCORPORATED SPONSORED ADR 26,398 42,000 0.00%
2104 PARKER DRILLING COMPANY 14,891 39,000 0.00%
2105 NOVAVAX INC COM 29,509 37,000 0.00%
2106 INFINITY PHARMACEUTICALS INC 24,920 34,000 0.00%
2107 OCEAN RIG 16,537 29,000 0.00%
2108 Arena Pharmaceuticals, Inc 19,832 28,000 0.00%
2109 GLOBALSTAR INC 14,445 23,000 0.00%
2110 UR ENERGY INC 26,625 14,000 0.00%
2111 TASEKO MINES LTD 12,483 11,000 0.00%
2112 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 53,852 0 0.00%
2113 COMMUNITY HEALTH SYS INC NEW 16,774 0 0.00%
Page 43 of 43

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001364615-19-000013, filed 2019.04.22).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.