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Institutional Investment Manager
Crow Point Partners, LLC
Crow Point Partners, LLC (CIK: 0001384305) incorporated in Delaware, located at 280 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 326 holdings with a total value of $638,741,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 MASIMO CORP 810 47,000 0.01%
252 AMERICAN AIRLS GROUP INC 1,317 47,000 0.01%
253 TATA MTRS LTD 1,163 46,000 0.01%
254 RASC Series 2003-KS4 Trust AI6 3.87 25-JUN-2033 44,826 46,000 0.01% PRN
255 SIMPSON MFG INC COM 974 43,000 0.01%
256 MCDONALDS CORP 376 43,000 0.01%
257 AVANGRID INC COM 999 42,000 0.01%
258 REGIONS FINANCIAL CORP NEW 4,345 42,000 0.01%
259 VANGUARD SCOTTSDALE FDS 500 40,000 0.01%
260 MAPS1 2013-1A C 40,000 40,000 0.01% PRN
261 Southern Co JR Sub 1,426 39,000 0.01%
262 GRAINGER W W INC 173 38,000 0.01%
263 CARDINAL HEALTH INC 466 36,000 0.01%
264 SK TELECOM LTD 1,444 33,000 0.01%
265 PPL Cap FDG Inc JR 1,255 33,000 0.01%
266 Equity One Mortgage Pass Through Trust 2003-4 M1 5.869 25-OCT-2034 33,918 33,000 0.01% PRN
267 FIBRIA CELULOSE S A SP ADR REP COM 4,712 33,000 0.01%
268 Banc of America Commercial Mortgage Trust 2006-3 A4 5.889 10-JUL-2044 31,066 31,000 0.00% PRN
269 Entergy Ark Inc 1ST 1,074 28,000 0.00%
270 Naspers Ltd - N Shs Spon ADR 1,611 28,000 0.00%
271 Au Optronics Corp. Sponsored ADR 7,333 27,000 0.00%
272 GLAXOSMITHKLINE PLC 626 27,000 0.00%
273 WBCMT 2007 C32 A2 26,127 26,000 0.00% PRN
274 Option One Mortgage Loan Trust 2005-1 A4 1.79056 25-FEB-2035 25,272 25,000 0.00% PRN
275 MAIDEN HOLDINGS NA LTD 875 24,000 0.00%
276 Washington Mutual Mortgage Pass-Through Certificates WMALT Series 2006-7 A1A 6.086 25-SEP-2036 39,851 23,000 0.00% PRN
277 Banc of America Funding 2006-2 Trust 2A18 5.75 25-MAR-2036 20,154 19,000 0.00% PRN
278 CENCOSUD S A 2,112 19,000 0.00%
279 IMPERIAL BRANDS PLC SPON ADR EACH REPR 2 ORD SHS 350 18,000 0.00%
280 RAMP Series 2005-RS1 Trust AI6 4.713 25-NOV-2034 17,415 18,000 0.00% PRN
281 CHESAPEAKE UTILS CORP 300 18,000 0.00%
282 MICRO FOCUS INTERNATIONAL PLC 588 16,000 0.00%
283 Spark New Zealand Ltd 1,226 16,000 0.00%
284 CENTENE CORP DEL 223 15,000 0.00%
285 CVS HEALTH CORP 169 15,000 0.00%
286 Takeda Pharmaceutical Co. Ltd. 321 15,000 0.00%
287 Iberdrola SA 2,225 15,000 0.00%
288 Siemens AG 128 15,000 0.00%
289 Powszechny Zaklad Ubezpieczen Spolka Akcyjna Unsponsored ADR 2,065 15,000 0.00%
290 Nissan Mtrs ADR 737 14,000 0.00%
291 RASC Series 2006-EMX2 Trust A2 0.97111 25-JUN-2035 14,500 14,000 0.00% PRN
292 freenet AG 481 14,000 0.00%
293 RIO TINTO PLC 415 14,000 0.00%
294 NEW JERSEY RES CORP 400 13,000 0.00%
295 MDU RES GROUP INC 500 13,000 0.00%
296 SEAGATE TECHNOLOGY PLC 341 13,000 0.00%
297 Itochu Corporation 941 12,000 0.00%
298 MATIV HOLDINGS INC COM 310 12,000 0.00%
299 Bayerische Motoren Werke Aktiengesellschaft Sponsored ADR 458 12,000 0.00%
300 Avis Budget Group Inc 321 11,000 0.00%
Page 6 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000891092-16-018914, filed 2016.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.